Robert Rabinowitz Email and Phone Number
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Specialties: Specializing in Broker/Dealer and Investment Advisor regulation and compliance-related matters, and securities arbitration.
Becker & Poliakoff, P.A.
View- Website:
- bplegal.com
- Employees:
- 385
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Managing Partner, Red Bank (Nj) OfficeBecker & Poliakoff, P.A. Feb 2009 - PresentRed Bank, New Jersey* Member of the firm's corporate and securities law group based in New York City. * Licensed to practice law in New Jersey, New York, Maryland and the District of Columbia * Previously held FINRA Registrations: Series 7, 24, 63 and 65
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Non-Public (Industry) ArbitratorFinra (Financial Industry Regulatory Authority) Office Of Dispute Resolution Mar 1989 - PresentGreater New York City AreaI currently serve as a non-public neutral arbitrator with FINRA Dispute Resolution on cases involving both industry and customer-related disputes.
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General CounselMontauk Financial Group 1986 - 2008Red Bank, New JerseyServed as General Counsel for a national, independent broker/dealer and SEC registered investment adviser for 22 years. Duties included managing the brokerage firm’s regulatory compliance and corporate governance functions, providing advice and guidance to management on federal, state and self regulatory organization compliance and regulatory issues, including general corporate matters and assisted with the management of the firm’s business operations. Additional responsibilities included representing the firm in regulatory investigations and proceedings as well as civil litigation and arbitrations.
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Trademark Examaning AttorneyU.S. Patent & Trademark Office Jan 1983 - Sep 1986Washington D.C. Metro AreaTrademark Examining Attorney
Robert Rabinowitz Skills
Robert Rabinowitz Education Details
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Interdisciplinary Studies: C.L.E.G. Program -
Lakewood High School
Frequently Asked Questions about Robert Rabinowitz
What company does Robert Rabinowitz work for?
Robert Rabinowitz works for Becker & Poliakoff, P.a.
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Robert Rabinowitz's current role is Managing Partner, Red Bank (NJ) Office at Becker & Poliakoff, P.A..
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What schools did Robert Rabinowitz attend?
Robert Rabinowitz attended University Of The District Of Columbia - The David A. Clarke School Of Law, American University, Lakewood High School.
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Robert Rabinowitz has skills like Arbitration, Civil Litigation, Securities Regulation, Corporate Governance, Litigation, Licensing, Investments, Due Diligence, Finra, Securities Litigation, Mediation, Alternative Dispute Resolution.
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Robert Rabinowitz's colleagues are Bert Gómez, Petra Dvořáková, Howard Jiang, Jason Himschoot, Susette Underwood, Albert Lawler, Casey Kirkland.
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