Compliance Director Of Equities And Capital Markets
Current
Mar 2021 - Present
AeroLeads people directory · profile
Robert Ruffing Email & Phone Number
Compliance Director of Equities and Capital Markets
at
Piper Sandler
2 work emails found
@keybanccm.com
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Compliance Director of Equities and Capital Markets
Location
Minneapolis, Minnesota, United States
Company size
Who is Robert Ruffing? Overview
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Quick answer
Robert Ruffing is listed as Compliance Director of Equities and Capital Markets at Piper Sandler, a with 907 employees, based in Minneapolis, Minnesota, United States. AeroLeads shows a work email signal at keybanccm.com and a matched LinkedIn profile for Robert Ruffing.
Robert Ruffing previously worked as VP Equity Compliance at Keybanc Capital Markets and Vice President of Fund Compliance at Citigroup. Robert Ruffing holds Bachelor Of Arts, Economics from Allegheny College.
Company email context
Email format at Piper Sandler
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{first}_{last}@keybanccm.com
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AeroLeads found 2 current-domain work email signals for Robert Ruffing. Compare company email patterns before reaching out.
Profile bio
About Robert Ruffing
NASD Series 4,7,24,55 licensed
Listed skills include Capital Markets, Equities, Risk Management, Mutual Funds, and 1 others.
Current workplace
Robert Ruffing's current company
Company context helps verify the profile and gives searchers a useful next step.
7 roles · 21 years
Robert Ruffing work experience
A career timeline built from the work history available for this profile.
Vp Equity Compliance
Vice President Of Fund Compliance
Vice President Of Compliance
Mar 2006 - Jul 2008
Capital Markets Compliance
Friedman Billings Ramsey
2006 - 2008
~2 yrs
Sr Equity Compliance Officer
Mar 2004 - Mar 2006
Compliance Officer
Alliance Capital Management
Jun 2001 - Mar 2004
1 education record
Robert Ruffing education
FAQ
Frequently asked questions about Robert Ruffing
Quick answers generated from the profile data available on this page.
What company does Robert Ruffing work for?
Robert Ruffing works for Piper Sandler.
What is Robert Ruffing's role at Piper Sandler?
Robert Ruffing is listed as Compliance Director of Equities and Capital Markets at Piper Sandler.
What is Robert Ruffing's email address?
AeroLeads has found 2 work email signals at @keybanccm.com for Robert Ruffing at Piper Sandler.
Where is Robert Ruffing based?
Robert Ruffing is based in Minneapolis, Minnesota, United States while working with Piper Sandler.
What companies has Robert Ruffing worked for?
Robert Ruffing has worked for Piper Sandler, Keybanc Capital Markets, Citigroup, Fbr, and Friedman Billings Ramsey.
How can I contact Robert Ruffing?
You can use AeroLeads to view verified contact signals for Robert Ruffing at Piper Sandler, including work email, phone, and LinkedIn data when available.
What schools did Robert Ruffing attend?
Robert Ruffing holds Bachelor Of Arts, Economics from Allegheny College.
What skills is Robert Ruffing known for?
Robert Ruffing is listed with skills including Capital Markets, Equities, Risk Management, Mutual Funds, and Financial Risk.
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