Robert Soto Email & Phone Number

New York, Ny, Us

Zurich, Ch

Manage and conduct periodic reviews for correspondent banks/NBFIs by serving as a global facilitator for all respective partiesResearch, review and mitigation of material negative news hits (ML/TF/ABC/Sanctions) for foreign financial institutions Assistance with various global remediations (FinCEN Form updates, ECO Workflow system testing, Swift Lookups, Patriot Act Certification Revalidations, Exit/Trigger Remediations, etc.) Conduct bi-weekly Key Risk Indicator (KRI) meetings that highlight and resolve concerns related to high priority clientsWork with the Enhanced Due Diligence (EDD) and Financial Crime Compliance (FCC) teams to complete EDD calls and prepare reports on high risk/special category clients (SCC) Weekly calls with offshore Client Management/KYC teams to discuss progress of cases and assist with potential blockersTrain new and existing analysts on internal policies and procedures with the purpose of improving turnaround times of profiles Facilitate ad-hoc onboarding requests through coordination of investment and business due diligence effortsStay up to date with current regulatory standards through continuing education and certification requirementsSupport the KYC/CMG groups with official translations of Spanish and Italian documents Provide general assistance with ad-hoc requests in order to contribute to the overall production and success of the teamAnalyze submitted documents in order to ensure applicability to HSBC standards and reduce processing times

New York, Ny, Us

Responsible for screening clients and mitigating negative news Perform enhanced due diligence research of individuals, trusts, funds, private banks and other financial institutions deemed high risk through internal and public databasesEscalate material negative news hits to senior AML compliance officers to document their guidance Assist members of KYC group with translation of Spanish/Portuguese documentsComplete additional tasks as assigned, improving the effective administration of the AML and KYC Policies

Responsible for purchasing, receiving, and inventory management of all medical supplies for multi-specialty facilityDeveloped relationships with new vendors and established new accounts to provide competitive pricingHandled contract negotiations with account representatives to provide the best rates per usage for our facility Contributed in cutting overall monthly supply costs by 20% using (GPO) – MedAssets