Robert Swansboro, Cfp®️ Email & Phone Number

Toledo, Ohio Metropolitan Area

The mission of Gryphon Financial Partners is to safeguard our clients' family, business, and wealth.We are committed to continuing to consult and guide our clients through all the transitions of theirfinancial lives — from selling a business to investing to leaving a legacy. Our focused objectives are to preserve the assets our clients worked so hard to acquire. Grow theirportfolios. Build on their prosperity. And do it all with discipline, creativity, confidence andunmatched passion.We are Protectors of Success™.

Toledo, Ohio Area

Currently manage over $500 million in assets for approximately 150 to 200 clients. Duties include actively managing investment portfolios, monitoring asset allocation, developing Investment Policy Statements for clients and assisting with developing financial plans for clients.

Johnstown, Pa.

Managed over $250 million in assets in the Hollidaysburg, Pennsylvania and the Huntingdon, Pennsylvania markets. Types of accounts under management include local government pension plans, investment accounts for high-net worth individuals and investments for various types of trust relationships. Currently a member of a number of internal investment committees, including Investment Strategy Committee, Tactical Asset Allocation Committee and Equity Committee. Experienced in utilizing Sungard’s FTI Investment Portfolio Management System.

Johnstown, Pa.

Responsible for research coverage on 170 companies comprising equity coverage list as well as all mutual fund and all bond holdings. Other responsibilities include oversight of all trading and compliance activities for the firm. Experienced in utilizing the Bloomberg Professional and Microsoft Office products. Spearheaded implementation of a number of projects for the firm including implementing a tactical asset allocation model as well as a separately managed account (SMA) platform and unified managed account (UMA) platform.

Johnstown, Pa.

Responsibilities included managing the asset/liability activities of a $2 billion company via utilizing information obtained from the Sendero Asset/Liability Model. Directly involved in developing and implementing strategies to minimize interest rate risk and achieve financial goals developed for the Corporation, while ensuring the Asset/Liability unit’s compliance with operating policies and procedures and outside regulatory requirements. Directly involved in organizing the work, activities, and human resources of the Assets/Liability unit; supervising assigned personnel; communicating with appropriate management and staff personnel; and providing periodic reports to senior management.

Johnstown, Pa.

Conducted audits to test the Parent Corporation and each affiliate's compliance with applicable federal and state banking regulations including Federal Reserve Bank Regulations, Pennsylvania State Banking Code and Federal Deposit Insurance Corporation (FDIC) Regulations. Responsible for reporting regulatory violations to senior management and the board of directors and insuring that appropriate actions are taken to correct violations. Fielded inquiries regarding regulatory concerns in various areas including advertising, new product development, and staff training.

Johnstown, Pennsylvania Area

Directed all compliance operations $200 million bank holding company and all subsidiaries. Was responsible for fielding inquiries regarding regulatory concerns in various areas including advertising and new product development. Also involved in conducting corporate compliance training sessions with bank personnel and board of directors. Conducted corporate audits to test compliance with federal banking regulations including Office of the Comptroller of the Currency regulations for national banks, State Banking Code and Federal Deposit Insurance Corporation regulations. Responsible for reporting regulatory violations to senior management and the board of directors and verifying that appropriate actions are taken to correct violations. Also active in the formulation of corporate regulatory policy.

Masters Of Business Administration, Mba

Bs Business Adm Accounting, Accounting And Finance

Financial Planning And Services

Education record

Obtained Nasd Series 7 Certification In August, 2002 And Series 65 Certification In October, 2008