Robert Vecchione Email & Phone Number
@bamfunds.com
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Who is Robert Vecchione? Overview
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Robert Vecchione is listed as Senior Compliance Manager at Moody's Corporation, based in Fairview, New Jersey, United States. AeroLeads shows a work email signal at bamfunds.com and a matched LinkedIn profile for Robert Vecchione.
Robert Vecchione previously worked as AVP Compliance Surveillance at Moody'S Corporation and Compliance Officer at Balyasny Asset Management L.P.. Robert Vecchione holds B.A, Business Management from Felician University.
Email format at Moody's Corporation
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AeroLeads found 1 current-domain work email signal for Robert Vecchione. Compare company email patterns before reaching out.
About Robert Vecchione
Surveillance of Employee Trading.
Listed skills include Management, Financial Services, Auditing, Account Reconciliation, and 22 others.
Robert Vecchione's current company
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Robert Vecchione work experience
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Avp Compliance Surveillance
Current
Compliance Officer
Senior Associate
- Responsible for ensuring employee and firm compliance with the Code of Ethics, Political Contribution and Anti-Money Laundering in accordance with the Investment Advisors Act of 1940
- Prepare and track quarterly and annual employee attestations. Document results and present data to the Ethics Advisory Group and senior management
- Process employee political contribution requests and maintain covered associates lists. Perform forensic testing on such contributions to ensure compliance with the Political Contribution Policy
- Review employee brokerage accounts for appropriateness and potential conflicts of interest
- Research and resolve issues such as policy violations, exceptions and complex situations that are not defined by firm policies. Document findings and report to Chief Compliance Officer, Compliance Manager, and members.
- Create new and revise existing compliance operating procedures. Streamline and enhance procedures to create more efficient workflows and eliminate manual processes
Regulatory Liaison Office
Compliance Manager
Manage a team of 10 staff members with regards to the monitoring of 50,000 internal employees Personal Account Dealing. Target 1,500 employees monthly to affirm to their personal accounts/Private Investments.Escalate issues to senior management for non-responsive employees. Successfully assist the company internal audit team in their review of regulatory.
Robert Vecchione education
B.A, Business Management
Associate Of Applied Science
Bachelor Of Arts, Business Management
Frequently asked questions about Robert Vecchione
Quick answers generated from the profile data available on this page.
What company does Robert Vecchione work for?
Robert Vecchione works for Moody's Corporation.
What is Robert Vecchione's role at Moody's Corporation?
Robert Vecchione is listed as Senior Compliance Manager at Moody's Corporation.
What is Robert Vecchione's email address?
AeroLeads has found 1 work email signal at @bamfunds.com for Robert Vecchione at Moody's Corporation.
Where is Robert Vecchione based?
Robert Vecchione is based in Fairview, New Jersey, United States while working with Moody's Corporation.
What companies has Robert Vecchione worked for?
Robert Vecchione has worked for Moody'S Corporation, Balyasny Asset Management L.P., Jennison Associates Llc, Hsbc, and Jpmorgan Chase.
How can I contact Robert Vecchione?
You can use AeroLeads to view verified contact signals for Robert Vecchione at Moody's Corporation, including work email, phone, and LinkedIn data when available.
What schools did Robert Vecchione attend?
Robert Vecchione holds B.A, Business Management from Felician University.
What skills is Robert Vecchione known for?
Robert Vecchione is listed with skills including Management, Financial Services, Auditing, Account Reconciliation, Risk Management, Training, Accounting, and Banking.
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