Roberta Lewis Email & Phone Number

San Francisco, California, Us

● Analyze enterprise policy requirements for applicability to business.● Collaborate with subject matter experts to determine business processes followed to comply with enterprise policy requirements.● Respond to procedure challenges from compliance teams to resolve fulfillment of policy requirements. ● Prepare procedures and appropriate approvals for publication to enterprise library and business systems of record.● Utilize controls database as needed to gather verifiable information for procedure control processes.● Ad hoc reporting on procedure development and process for management.

San Antonio, Texas, Us

Analyze AML IT Evergreen documentation for internal and OCC audit readinessAssist with metrics for previous release test resultsUpload and/or update documentation stored in Box storage system

Charlotte, North Carolina, Us

Integration of ETS into FTM4CKeying rejected images received into EIS Keying stationUsing Dupe Detective to verify that items received had no previously been processedReviewing and correcting item amounts through RoboBalancerReleased due to available work not supporting expense at this time.

Jacksonville, Florida, Us

• Manual testing of new functionality for generation of Credit Card Mailer products, including logging, tracking and managing defects in ALM for both UAT and Cloud testing• Using XML documents to verifying account information and document content• Data prepping accounts used for testing using Total System Services data base (TSYS)• Maintaining and running .cvs files to generate excel bulk batch files of new accounts for use in testing using CS Web application• Data mining account to use in testing using Product Offering Engine (POE) and Data Exchange• Proof reading Credit Card Mailer bundle documents in English and Spanish • Printing, resizing and editing PDF documents with Adobe Acrobat Reader• Maintaining various ad hoc monitoring and tracking projects as needed• Teaching/mentoring team members with less experience with and/or knowledge of systems and applications used

San Francisco, California, Us

• Analysis of BRD and FSD documentation for scope and environment usability for testing to satisfy regulated requirements of a Consent Order in the Wholesale AML division.• Analysis and audit of acceptance criteria and user stories for development of and test/resource planning for system enhancements, defects and break fixes using JIRA and ALM• Coordinating with LOB Champions and team members to ensure acceptance by the business of required functionality and data content in enterprise on-boarding system of record• Analyzing need for and generating new/upgraded procedure documents to streamline testing processes for immediate testing community and new system users - process improvement/update

Charlotte, Nc, Us

• Generate .csv and xlsb files from Excell spreadsheet, using Vlookup, for use by an automated system to build review cases for internal electronic communications compliance monitoring in domestic instance of HP Autonomy Supervisor.• Manually building review cases using functionality of HP Autonomy Supervisor as required for non-domestic instance of tracking application.• Assisting with system testing for new instances of upgrades to automated tools used to facilitate case building and validating data migration into new application.• Coordinating maintenance of review case population for reviewer access and case completion and closure.• Tracking volume, type and status of cases scheduled for review.• Updating SharePoint site with status of cases.• Validating and reporting associate access to cases as required for completion of scheduled reviews against system generated reports.• Assisting and mentoring less experienced associates with use of systems and processes.

Charlotte, Nc, Us

• Review and investigate foreign and domestic client records for Senior Political Figures and Politically Exposed Persons (SPF/PEP) clients for regulatory due diligence and position qualification compliance.• Remediate foreign and domestic client records for qualification to declassify as part of the SPF/PEP client base.• Review and investigate foreign SPF/PEP client due diligence information for accuracy and completeness in preparation for senior executive approval of client on-boarding or account refresh.• Review and investigate client records for completeness and accuracy for client onboarding or refresh.• Perform Level 3 Enhanced Due Diligence for all client records for client on-boarding or account refresh.• Generate production tracking metrics reports for senior management.• Logging, scanning, storing and linking documents between storage site and SharePoint site.• Compliance documentation completeness audits.

St. Louis, Missouri, Us

• Review requirement and design documents to prepare for changes/additions in content and functionality of the environments to be tested• Review scripting to ensure complete and accurate coverage for design/functionality to be tested• Investigate possible work around testing to accommodate deferred functionality/design• Generate and execute regression tests at end of development cycles• Analyze defects to assist developers in finding root cause.• Negative and positive testing of applications for the purpose of uncovering defects• Execute testing and track defects in the Wisdom/SmartStation application using the HP ALM/QC testing tool

San Francisco, California, Us

• Design test cases, scenarios and scripts as required by project variables for the development of BK SUPA application upgrades• Identify requirements and track planning and scripting to insure complete coverage of various BRDs• Condition loans for various types of testing using LPS/MSP application• Preform test execution and test case scripting using ALM/HP Quality Center and LPS/MSP and BK SUPA• Manual set up of loans in BK SUPA, set up of AIS files for upload into BK SUPA• Train and mentor other team members in the use of LPS/MSP and ALM/HP Quality Center applications in preparation for system testing

• Design test plans, scenarios and scripts as required by project variables for the development of customized SAP application• Identify and track planning and scripting requirements to insure complete coverage of BRD requirements• Use SAP application to learn and understand functionality and design steps needed for valid system testing (BCP and EPM add-in)• Writing test scripts for various consolidation accounting and application functions – Equity Pickup, Pencil Adjustments, Comments, Master Data Load, User Security Permissions• Identify and document software defects in program function and content• Train and mentor other team members in the use of SAP applications and HP Quality Center in preparation for system testing• Train and mentor other team members in best practices for preparation of testing scripts and system testing• Preform test execution in HP Quality Center

• Design test plans, scenarios, or scripts as required by project variables• Plan testing schedule and needed resources in accordance with project scope and delivery dates• QA testing of applications including Unit QA and Internet QA before in preparation for UAT testing• UAT testing of applications and social media and fan base web sites to identify and resolve any issues in preparation for public release• Working with design developers to identify and resolve identified issues• Identify and document software defects in program function, output, online screen, or content• Provide feedback and recommendations to developers on software usability and functionality• Document test procedures to ensure they can be replicated and are compliant with standards• Support Quality Assurance department initiatives• Help mentor other testers in testing and Best Practices.

Evaluating Business Requirement Documents to determine testing requirements. Writing test scripts and testing various databases for functionality and defects. Coordinating and determining needed resources for up multiple user access for various databases for testing and production purposes.Coordinating and mentoring offshore regression testing team.Producing user training materials. Systems used - ICI(Impact), BPS, MCD, NEWS, FIRST, Microsoft Office, HP Quality Center, Intrader, Bloomberg

Investigation of personal, business and capital management account data for customers alerted for suspicious activity involving negotiable instruments including international and domestic wire transfers, cash deposits and withdrawals, official checks and money orders, as well as online account transfers, for possible money laundering and terrorist financing activity.Rhumba/Emerald, CIW, EDiv, Document Direct/Mobias, LexisNexis, Newton, SEC/Edgar, Internet, Adobe Writer.

New Accounts Management and Reporting Client trading authority/mandate document remediation and cleanup using X-Docs and TCRIS data base applications. Research, verification and storage of client legal location and tax information using NEWS AM, NEWS KYC, MCD and Synchrony data bases. Remediation of client record in preparation for various OCC audits and for LaSalle client on boarding. Processing returned client mail.

Charlotte, Nc, Us

Corporate Workplace Payment Preparation GroupEmail and telephone customer service - investigation and resolution of invoice payment for property management/maintenance services. Trammell Crow's Service Express and Jones Lange LaSalle's Clarify work order data bases applications, MS Office Suite. Investigation of ACH payments using AP Vendor and Web Diva payment databases applications.

Develop and maintain database for tracking Supplier Risk Plans and Risk Surveys for operationally critical and tiered suppliers. Organizing current and acceptable deliverables for audit. Investigate and respond to requests for Supplier Risk Ratings. Research and verification of legal names and physical address for supplier registration at the contract liability location, and establish linkage to other suppliers in corporate family.Researched mergers, acquisitions and joint-ventures to establish contract obligation, necessary re-negotiation/re-assignment of contracts and re-alignment of corporate family relationships.

Various administrative and clerical temporary assignments as available.

Complete development and maintenance of Access databases for the tracking of documentation pertaining to contracting, ordering, delivery and construction of multi-unit power plants. Contacting vendors, tracking shipment and delivery of vendor products/service to job sites, maintaining current design drawing and specification files-in house and to customers and suppliers, generating/processing submittals to and from vendors, expediting vendor materials as needed, generating training/service manuals, tracking field service personnel, filing correspondence, entering purchase orders in Oracle database, answering phones, faxing documents as needed, generating correspondenceISO certification as required by industry. Programs used: MS Office Suite, Oracle, Adobe Acrobat Writer.

Business Administration

Vocational Certification, Computerized Accounting/Microsoft Office Suite

Certification, Accounting And Computer Science, Gpa 4.0