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Robert Bohrer is listed as Seasoned compliance manager covering Broker Dealer, Futures Commission Merchant, Investment Adviser and Swap Dealer Entities. Pride myself most in promoting diversity and developing talent among my colleagues. at Softek Compliance Consulting, based in Basking Ridge, New Jersey, United States. AeroLeads shows a work email signal at socgen.com and a matched LinkedIn profile for Robert Bohrer.
Robert Bohrer previously worked as Senior Compliance Consultant at Softek Compliance Consulting and Director at Societe Generale. Robert Bohrer holds Bachelor'S Degree from Long Island University.
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Improving business processes and developing colleagues who report to me.
Listed skills include Risk Assessment, Derivatives, Options, Equity Derivatives, and 16 others.
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Provide compliance and risk assessments, and other services to broker dealer, banking and futures organizations. In particular, specialize in writing and enhancing policies and procedures, as well as compliance and risk testing.
New York
Have overseen numerous functions including Testing, Capital Markets/E-Communications Surveillance, Risk Assessments, Registration, Employee Dealing and Third Party Risk Management. Standing member of Examination Qualification Committees for FINRA. Currently hold nine financial industry registrations including General Principal, Options Principal.
Product and sales practice compliance for international private bank. Headed up advisory for alternative investments, FOREX, derivatives. Represented Compliance at new product committees and supervised global team with representatives in UK, Switzerland, Singapore, Hong Kong and Tokyo. Performed due diligence exercises for third party investment providers.
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Robert Bohrer works for Softek Compliance Consulting.
Robert Bohrer is listed as Seasoned compliance manager covering Broker Dealer, Futures Commission Merchant, Investment Adviser and Swap Dealer Entities. Pride myself most in promoting diversity and developing talent among my colleagues. at Softek Compliance Consulting.
AeroLeads has found 1 work email signal at @socgen.com for Robert Bohrer at Softek Compliance Consulting.
Robert Bohrer is based in Basking Ridge, New Jersey, United States while working with Softek Compliance Consulting.
Robert Bohrer has worked for Softek Compliance Consulting, Societe Generale, and Citigroup.
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Robert Bohrer holds Bachelor'S Degree from Long Island University.
Robert Bohrer is listed with skills including Risk Assessment, Derivatives, Options, Equity Derivatives, Financial Services, Equities, Capital Markets, and Testing.
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