Robert Buckles

Robert Buckles Email and Phone Number

Private Sector Client Service @ Nationwide Insurance
united states
Robert Buckles's Location
Cincinnati, Ohio, United States, United States
Robert Buckles's Contact Details

Robert Buckles personal email

n/a
About Robert Buckles

I am an experienced and results-driven compliance analyst, known for my thorough and detailed approach to compliance issues regarding Employee Retirement Income Security Act (ERISA), Employee Plans Compliance Resolution System (EPCRS) and Voluntary Correction Programs (VFCP). I produce quality work while possessing strong analytical, technical and consulting skills. I started my financial service career as a retail representative dealing with mutual funds and retirement plans products. I understand the importance of individual and the employer with dealing with all aspects in define detailed and to be engaged in all levels of retirements products.Throughout my financial service career both on the retail and institutional side I have provided technical support for both the participants and the employers, I have been involved with support of a clients plan documents, delivery guidance, product and service constraints and error correction guidance. During my years in the financial service industry I was quick to respond to questions and issues, and will always step up to assist, even if the issue falls outside my assigned responsibilities. Sharing knowledge is fundamental to a successful financial service professional. I communicate frequently within the compliance team, including management, to provide status and manage expectations. I truly want people to succeed, and team members outside of my own team have commented on how I made their jobs easier. I strive to be pro-active, applying myself quickly. I have become knowledgeable with many business processes and system applications across multiple retirement and investment products within the finance and retirement industries. In summary, I am passionate about my compliance, investment, and client service capabilities, and am excited to bring my talents to a new organization.Specialties: Employee Plans Compliance Resolution System (EPCRS), Voluntary Fiduciary Correction Program (VFCP)

Robert Buckles's Current Company Details
Nationwide Insurance

Nationwide Insurance

View
Private Sector Client Service
united states
Website:
nationwide.com
Employees:
29230
Robert Buckles Work Experience Details
  • Nationwide Insurance
    Plan Administrator
    Nationwide Insurance Jul 2013 - Present
    Cincinnati, Ohio Area
  • Morgan Stanley
    Financial Advisor
    Morgan Stanley May 2012 - May 2013
    Cincinnati, Ohio Area
  • Fidelity Investments
    Senior Compliance Specialist
    Fidelity Investments Nov 1999 - Mar 2011
     Responded to 200-250 inquiries per month from internal and external clients on ERISA issues affecting retirement plans Consulted with employers on plan amendments to avoid ERISA violations and provided assurance of compliance with IRS regulations Presented benefit overviews and described investments plans and funds available at employer benefit meetings; answered employee questions and followed up with further information Supported approximately 120 managing directors concerning plan documents- Consulted on specific technical problems with existing and newly acquired plans Assisted with ERISA restatement of over 15,000 documents, ranging from prototype to volume submitter documents, over a two year period and provided explanations to employers for the modifications to meet new compliance standards Managed development of 10-15 tests, then tested systems for compliance policy; resulting in a reduction of errors within the systems under review
  • Fidelity Investments
    Senior Retirement Specialist
    Fidelity Investments 1991 - 1999
    Provided expect retirement plan consultation and service for small business owners and individual customers.Served as team expert resource by specializing in specific retirement areas, including distributions, MRD, substantially equal periodic payments, Social Security Integration of the Fidelity Retirement Plan, pension and 5500 inquirers

Robert Buckles Skills

Customer Experience Mutual Funds Program Management Pensions Retirement Erisa Financial Services Retirement Planning Employee Benefits Management Investments Series 7 401k Fixed Annuities Securities Finance Pension Funds Strategic Planning Leadership

Robert Buckles Education Details

Frequently Asked Questions about Robert Buckles

What company does Robert Buckles work for?

Robert Buckles works for Nationwide Insurance

What is Robert Buckles's role at the current company?

Robert Buckles's current role is Private Sector Client Service.

What is Robert Buckles's email address?

Robert Buckles's email address is rq****@****use.net

What schools did Robert Buckles attend?

Robert Buckles attended Summit Country Day School, University Of Cincinnati.

What skills is Robert Buckles known for?

Robert Buckles has skills like Customer Experience, Mutual Funds, Program Management, Pensions, Retirement, Erisa, Financial Services, Retirement Planning, Employee Benefits, Management, Investments, Series 7.

Who are Robert Buckles's colleagues?

Robert Buckles's colleagues are Chris Pelletier, Nancy Lindsley, Claudia Rosales, Susan Burford, Juli Watson, Kimberly Johnson Stewart, Debbie Rustin.

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