Robert Casey Email & Phone Number
@thehartford.com
7 phones found area 301, 860, 800, and 952
LinkedIn matched
Who is Robert Casey? Overview
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Robert Casey is listed as COO | Compliance Officer | MBA at Mobile High 5 - MMS Marketing and SMS Marketing, based in Greater Philadelphia, United States, United States. AeroLeads shows a work email signal at thehartford.com, phone signal with area code 301, 860, 800, 952, and a matched LinkedIn profile for Robert Casey.
Robert Casey previously worked as Co-Founder at Casey Light Management, Inc. and Chief Operating Officer at Mobile High 5 - Mms Marketing And Sms Marketing. Robert Casey holds Mba, Business Administration from University Of Connecticut School Of Business.
Email format at Mobile High 5 - MMS Marketing and SMS Marketing
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AeroLeads found 1 current-domain work email signal for Robert Casey. Compare company email patterns before reaching out.
About Robert Casey
After years in the corporate world, I am now a Small Business Owner helping others to improve customer engagement, loyalty and retention. Mobile High 5 provides customized solutions to increase the frequency of customer purchases through tailored marketing programs and automated communications using SMS Text. We are focused on the mobile channel and have helped hundreds of small to mid-sized businesses achieve savings from efficiencies and to increase revenue. In my corporate background, Through forensic testing, I uncovered issues that others missed and through proactive risk management, I helped firms avoid regulatory landmines. I showed firms where opportunities existed, provided solutions and delivered results to avoid risk.I'm an executive with extensive compliance, risk, ethics and leadership experience at top financial services firms with in-depth knowledge of regulatory requirements, controls and operations. I'm a successful leader focused to mitigate risk, enhance the culture and transform the control environment. I continuously managed ethics / risk / compliance programs including SEC rules 38a-1 & 206(4)-7. I spearheaded new controls, policies and processes to address gaps and new regulatory requirements, partnering with business operations. Proven track record of demonstrating analytical skills to prevent, detect and correct violations. EXPERIENCEMy professional experience includes over 5 years as a small business owner, plus 20+ years at three investment firms, Fidelity Investments, Hartford Funds, Wells Fargo Advantage Funds (Evergreen Investments) and a consulting firm. EDUCATION & TRAININGI earned my MBA from the University of Connecticut and my BA in Economics from the University of Massachusetts / Amherst. 2016 Project Management Coursework includes: PMP Training, MS Project 2016, Project Management Essentials, Project Management Fundamentals EXPERTISE IN SMALL BUSINESS MARKETING | OPERATIONS | COMPLIANCE | RISK★ Small Business Marketing★ Compliance Program Leadership and Design★ Fund & Adviser Compliance Programs | Ethics Programs★ Governance, Risk and Compliance (GRC)★ Enterprise Risk Management (ERM) | Operational Risk Management★ Risk Assessment★ Compliance Monitoring, Controls & Testing★ Examination Leadership | Response | Remediation★ Ethics Monitoring★ Third-Party Vendor Oversight★ Policy & Procedure Development ★ Corrective Action PlansCONTACTI am glad to share my knowledge with others focused on SMS Marketing, Automated Solutions, Risk & Compliance. ►►►>>>robert.m.casey@gmail.com<<<◄◄◄
Listed skills include Risk Management, Financial Services, Asset Management, Mutual Funds, and 46 others.
Robert Casey's current company
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Robert Casey work experience
A career timeline built from the work history available for this profile.
Chief Operating Officer
Current★ Consult with small and mid-sized business owners on marketing, operations and automation using SMS Texting to increase customer engagement and customer retention to drive revenue. ★ Development of new services for small to mid-size businesses including call-to-text platform to help business owners automate answering incoming calls using integrated text.
Managing Director ( Senior Compliance Officer )
CCS is an industry leading compliance consulting firm providing a variety of compliance and regulatory services to investment advisers and firms, who combined have over $40B in assets under management.★ Lead delivery of regulatory and compliance services to client firms including hedge funds, broker/dealers, investment advisers, private funds, closed-end.
Vice President, Director Of Compliance ( Senior Compliance Officer )
★ Led compliance program oversight which included Investment Company, Investment Adviser, Transfer Agent, Administrator and Broker / Dealer. ★ Collaborated with team members to develop and manage comprehensive compliance testing program across products, which increased consistency in approach and improved testing experience across the team. ★ Conducted.
Assistant Vice President, Compliance ( Senior Compliance Officer )
★ Drove changes to Hartford Funds 38a-1 and 206(4)-7 compliance programs and controls monitoring.★ Facilitated business risk committee meetings, identified critical risks and oversaw remediation of residual risks. ★ Managed SEC exam readiness process. Designed and implemented Vendor Oversight program with consistent reporting, reduced risk and improved.
Director, Compliance Assurance And Project Management ( Compliance Officer )
I was asked to join The Hartford's Securities Compliance Unit after the firm was sanctioned with multi-million dollar penalties by regulators for market timing and revenue sharing. I was brought in to revamp and enhance the compliance program, compliance culture and controls for Hartford Mutual Funds, Separate Accounts and 529 Plans. ★ Conducted testing.
Senior Director, Risk Programs ( Risk Officer )
I was asked to join the risk and compliance team to support a number of 38a-1 compliance and risk initiatives. I supported the CCO with annual compliance reviews, certifications, policy development, new programs, new systems implementations. BIG WINS: ★ Established testing plans, implemented CCO dashboard of KPI’s, and developed workflows for new systems.
Student
UCONN EXECUTIVE MBA PROGRAMAfter acceptance into UConn’s Executive MBA program, I returned to school while working full-time at Fidelity. It was a challenging cohort program that included project work in Zurich, Switzerland. Typically teams of four students worked together, however my team only had three students. My team worked collaboratively and.
Project Management Director, Regulatory Projects ( Program Manager )
Director, Tax Reporting And Control
Director, Tax Reporting And Compliance
Senior Tax Manager
Senior Tax Advisor
Assistant Vice President & Officer, Administration
★ Directed staff of 7 business analysts for oversight of transfer agent operations. ★ Managed functions including IT systems provider, print/mail of statements, checks, proxy, shareholder reports, literature fulfillment and tax reporting. ★ Managed several key external vendors and oversaw change of print/mail vendor in just six weeks.★ Tested changes.
Robert Casey education
Mba, Business Administration
B.A., Economics
Project Management Training
Frequently asked questions about Robert Casey
Quick answers generated from the profile data available on this page.
What company does Robert Casey work for?
Robert Casey works for Mobile High 5 - MMS Marketing and SMS Marketing.
What is Robert Casey's role at Mobile High 5 - MMS Marketing and SMS Marketing?
Robert Casey is listed as COO | Compliance Officer | MBA at Mobile High 5 - MMS Marketing and SMS Marketing.
What is Robert Casey's email address?
AeroLeads has found 1 work email signal at @thehartford.com for Robert Casey at Mobile High 5 - MMS Marketing and SMS Marketing.
What is Robert Casey's phone number?
AeroLeads has found 7 phone signal(s) with area code 301, 860, 800, 952 for Robert Casey at Mobile High 5 - MMS Marketing and SMS Marketing.
Where is Robert Casey based?
Robert Casey is based in Greater Philadelphia, United States, United States while working with Mobile High 5 - MMS Marketing and SMS Marketing.
What companies has Robert Casey worked for?
Robert Casey has worked for Casey Light Management, Inc., Mobile High 5 - Mms Marketing And Sms Marketing, Ccs, Hartford Funds, and The Hartford.
How can I contact Robert Casey?
You can use AeroLeads to view verified contact signals for Robert Casey at Mobile High 5 - MMS Marketing and SMS Marketing, including work email, phone, and LinkedIn data when available.
What schools did Robert Casey attend?
Robert Casey holds Mba, Business Administration from University Of Connecticut School Of Business.
What skills is Robert Casey known for?
Robert Casey is listed with skills including Risk Management, Financial Services, Asset Management, Mutual Funds, Risk Assessment, Leadership, Management, and Program Management.
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