Robert Carbone Email & Phone Number

Braintree, Massachusetts

Responsibilities will include conducting financial and operational audits of Archdiocesan parish entities.

Greater Boston Area

Led financial and operational audit reviews in multiple, autonomous investment firms. Provided independent and objective assurance to add value, minimize risk and improve the overall control environment of BNY Mellon investment firms based in New York, Pittsburgh, Boston and San Francisco. Identified risk based issues and tracked fieldwork to completion.- Developed constructive relationships with other control groups including Legal, Compliance and Risk Management led to improved audit results.- Conducted audit reviews in the Brazilian subsidiary and effectively evaluated and tested internal controls and local regulations.Formulated recommendations to local management that improved controls and procedures.

Conducted financial and operational audits of financial services companies. Designed, implemented and supervised audit programs covering audit objectives and procedures and presented results to clients' Senior Management. Collaborated with clients to meet Sarbanes-Oxley (SOX) compliance and documented and evaluated key internal controls as required by SOX Section 404.- Achieved the client's compliance with the planning and executing of Sarbanes-Oxley attestation.

Greater Boston Area

Securities Services (February 2001 to October 2004)Relationship Manager for nine agent banks representative throughout the Americas and the Caribbean with over $2.7 B in assets under custody. Responsible for performance, monitoring and customer satisfaction. Monitored and lobbied markets, entities and regulators to reduce costs and risks. Interacted with clients regarding market conditions, development and issues.- Participated and represented State Street in the workshop sponsored by the CBLC (Central Depository of Brazil) in Sao Paulo, to develop the new Brazilian payment systemSenior Auditor (October 1991 to February 2001)Conducted world-wide audits. Planned scope of work, implemented and developped audit procedures, analyzed and interpreted results, presented conclusions and recommendations to senior level Management.