Robert Mullins Email & Phone Number

Romford, Gb

Romford, Gb

London, England, United Kingdom

London, England, United Kingdom

Establishing and building out the Whistleblowing programme to ensure the best quality confidential reporting service for M&G colleagues and others with concerns.

AFC Regulatory Governance & EnforcementAnti-Financial Crime (AFC)Obligations Register- Responsible for design, testing, and delivery of strategic Obligations Register IT tool, enabling bank to demonstrate its compliance with relevant laws/regulations/guidance to FCA Skilled Person, thereby avoiding regulatory sanction.- Supervised and coordinated the mapping of AFC-related laws and regulations to internal policy content.- Authored the BRDs for Obligations Register database and for OR Tool IT solution.- Established scope of laws and regulations to be captured in register in liaison with AFC SMEs and external counsel.

London, United Kingdom

Interested in BA roles in Regulatory change, Data Privacy/GDPR, client onboarding, due diligence.

Canary Wharf

Unified Party & Onboarding Programme - Global Data Privacy solution definition and delivery- Design and delivery of Mergers & Acquisitions workflow - Ownership and delivery of Usability Enhancements workstream- Delivery of enhanced Event Driven Review workflow

Churchill Place, Canary Wharf

ISIS Programme (Compliance transformation)- preparation of High Level TOM covering Compliance Assurance global team- preparation of global Compliance Assurance methodology/procedures document- review and revision of Compliance Taxonomy to establish accurate and consistent record of business area activity

Bankside

- Prominent role representing AML tool IT Change team within division's FATCA Programme - Active participant in series of in-house working group discussions that defined Markets & International Banking client classification strategy- Key role in analysis effort that determined policy for documenting clients, involving liaison with external consultants (KPMG and BSM), internal legal advisers and senior FATCA Programme resources- Involved in defining Target Operating Model in collaboration with peers, senior FATCA Programme Project Management, and external consultants- Sole responsibility for preparation of initial Business Requirements Document, following the approach defined by the TOM, and ownership of subsequent iterations of the document when outside factors (IGAs for example) necessitated that the TOM be revisited. Completed BRD was signed off by all stakeholders.- Worked in co-operation with a colleague to translate the final BRD to a Functional Specification document, leading to commencement of development work, which involved daily liaison with IT resources working remotely- Plans for User Acceptance Testing (UAT) prepared in readiness for use post-completion of development effort

Canary Wharf, London

Analysis of business problems, assessing the priority of issues to be addressed, devising solutions to those issues in accordance with the agreed priority, liaising with stakeholders to ensure agreement to proposed action to deliver the solution, and driving the initiative through to completion.Liaison with Pega developers to ensure smooth delivery of IT solutions.Regulatory and due diligence projects (including FATCA and Dodd Frank Act).Systems enhancement projects.Workflow redesign.As-is and to-be process analysis.Offshoring.

London, United Kingdom

Relationship management of a small portfolio of clients.Assisting a Global Relationship Manager in delivering servicing a portfolio of Japanese clients, necessitating learning some business Japanese.