Robert Schroeder Email and Phone Number
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Robert Schroeder personal email
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Financial Services executive with a comprehensive audit and compliance background with prominent current and former global financial service organizations. Expertise encompasses Risk Governance Standards, Internal Control/FFEIC Requirements, Risk Management, Operational Risk & Efficiency, Regulatory Compliance and Anti-Money Laundering. Broad experience working with regulators and collaborating/interfacing with Management Committees in building and directing groups in Compliance and Internal Audit within International and US markets. Solid reputation for dealing with mergers, acquisitions, and significant regulatory and cultural changes. Proven ability to provide leadership across functions, cultures, and geographic boundaries and skilled in communicating complex information in intelligible terms.
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Director Internal Audit And Quality AssuranceDeutsche BankWestport, Ct, Us -
Director Internal Audit / Quality AssuranceDeutsche Bank Feb 2016 - PresentFrankfurt Am Main, Hessen, DePartnering with all Group Audit staff to meet the strategic objectives of the function, assess the efficiency and effectiveness of Group Audit’s activities and to identify opportunities for improvement.
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Senior Management ConsultantCiti May 2015 - Jan 2016New York, New York, UsConsulting assignment for projects within the Global Quality Assurance Audit for Compliance and AML reviewing documents prepared in relation to key regulatory submissions. Currently partnering with the global audit teams and relevant Chief Auditors responsible for all product and function areas as a subject matter expert for QA on Compliance, KYC, AML/BSA and Sanctions (KAMLS), reviewing validation work papers, and reports related to issue validation of Office of the Comptroller of the Currency (OCC), AML Consent Decree and MRAs issued by the OCC in Supervisory Letters. Previous project included the performance of reviews of internal audit validation work papers for the Recovery and Resolution Plan (RRP) to the Federal Reserve Bank (FRB) and Federal Deposit Insurance Corporation (FDIC) related to s165d Plan chapters and work streams for RRP submission. -
Md Head Of Internal Audit For The Credit Agricole Cib AmericasCredit Agricole Cib May 2011 - Sep 2014Montrouge, -, FrMD, Head of Internal Audit for the CACIB related businesses within the Americas. Covering all areas within the Bank to include Capital Markets, Commercial and Investment Banking, Structured Finance, Equity Brokerage, Miami Private Banking, IT and Support Functions within the Americas. Coordinator for embedded regulators (FRBNY & NYSDFS) as they relate to regulatory exams and day-to-day operational requests. Member, control committees responsible for enhancing corporate governance, internal control, compliance, and risk management environments. -
Regional Head Of Compliance Asia PacificCredit Agricole Cib/Calyon Jun 2003 - May 2011Director, Regional Head of Compliance for the newly combined entity Calyon/CACIB responsible for developing, supervising a team of compliance officers within various Asia Pacific countries covering Investment Banking, Capital Markets,Commercial Banking, Brokerage and Private Banking businesses. Covering all areas of regulatory compliance, anti-money laundering and regulatory compliance relationships in Hong Kong and assisting with other countries (Korea thru to Australia including India and all countries within the geographic area.
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Director Regional Head Of Audit And Compliance Asia PacificCredit Agricole Indosuez Jun 1997 - Jun 2003Director, Regional Head of Internal Audit and Compliance for the Investment Bank, responsible for the Internal Audit and Compliance related activities for Investment Banking, Commercial Banking, Capital Markets, Brokerage, Private Banking businesses within the Asia Pacific Region.
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Director Of Regional Internal AuditIndosuez W.I.Carr Securities/Credit Agricole Indosuez Sep 1994 - Jun 1997Director Regional Head of Internal Audit Asia Pacific responsible for setting up the regional audit function for W.I.Carr Securities an Asian equity broker with operations (brokerage sales, trading,research and some origination-warrants) in 14 countries and sales offices in New York and London and then after two years, also incorporating the audit function for the Investment Bank to cover banking operations in 14 countries to include capital markets, commercial banking, asset management, futures and private banking activities.
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Fvp And Chief AuditorBanque Indosuez 1993 - 1994Chief Audit Executive for the NY Branch of the Bank supervising staff auditing major product lines to include commercial banking, capital markets, brokerage and investment banking and an IT audit function reviewing controls over branch systems, development and a data center. Subsequently transferred to Hong Kong to set up the internal audit function for an Asia equity brokerage/investment banking operation.
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V.P Global Markets Senior Audit ManagerBankers Trust Company 1989 - 1993Managed Global Markets Audit group in NY with shared supervision and risk assessment for audit engagements covering global trading and capital markets activities. Areas included, trading, origination and distribution of various derivative products (FX and Money Market) securities and futures regulated activities, and related compliance and operational/financial support functions. As a VP Senior Audit Manager, stationed in Hong Kong (1990-1991) and then frequently returned to develop and supervise the Bank's equity brokerage and underwriting audit program for Asia. Reviewed risk management, operations, compliance, credit and valuation of equity securities for the Bank and joint venture activities in Hong Kong, Singapore, Thailand, Indonesia, Taiwan, Japan and the Philippines
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Vp Assistant Audit Director, Capital MarketsDean Witter Reynolds Inc. 1983 - 1989New York, Ny, UsFollowing promotion to Audit Manager, assumed Assistant Audit Director role directing auditors based in the US covering all capital markets, sales and market making, investment banking and related support functions. Audit activity centered around a broad array of product and trading areas- Governments, MBS, Investment Banking, Equity and Arbitrage products, Futures, Commodities, Repos, Mutual and Managed Futures Funds. -
Senior Staff AccountantCoopers & Lybrand 1981 - 1983Member, audit team involved in planning, supervising, and executing financial audits, as well as evaluating internal controls, including making recommendations to senior management. Primary client exposure with financial services and insurance industries, and not-for-profit organizations.
Robert Schroeder Skills
Robert Schroeder Education Details
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St. Johns UniversityEconomics -
St. Johns University, NyAccounting And Finance - Minor In Economics
Frequently Asked Questions about Robert Schroeder
What company does Robert Schroeder work for?
Robert Schroeder works for Deutsche Bank
What is Robert Schroeder's role at the current company?
Robert Schroeder's current role is Director Internal Audit and Quality Assurance.
What is Robert Schroeder's email address?
Robert Schroeder's email address is robert.schroeder@db.com
What is Robert Schroeder's direct phone number?
Robert Schroeder's direct phone number is +170347*****
What schools did Robert Schroeder attend?
Robert Schroeder attended St. Johns University, St. Johns University, Ny.
What are some of Robert Schroeder's interests?
Robert Schroeder has interest in Golf, Tennis, Investing.
What skills is Robert Schroeder known for?
Robert Schroeder has skills like Investment Banking, Capital Markets, Banking, Internal Audit, Equities, Corporate Finance, Derivatives, Anti Money Laundering, Securities, Financial Markets, Asset Management, Financial Risk.
Who are Robert Schroeder's colleagues?
Robert Schroeder's colleagues are Dr. Patrik Pohl, Felix Logemann, Wolfram Ruehmkorf, Naushad A., Vertika Awasthi, Alexander Ruiz Arreba, Leslie Roth.
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