Roberto Donovan

Roberto Donovan Email and Phone Number

Chief Compliance Officer @ Toss Securities Americas Financial
Florida, United States
Roberto Donovan's Location
Miami-Fort Lauderdale Area, United States
Roberto Donovan's Contact Details
About Roberto Donovan

Advisor to early-stage financial technology companies as well as established enterprises on operational and compliance matters.Successful history of working as Chief Compliance Officer and Trading and Operations Executive Officer of major FINRA and SEC registered firms.

Roberto Donovan's Current Company Details
Toss Securities Americas Financial

Toss Securities Americas Financial

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Chief Compliance Officer
Florida, United States
Website:
innreg.com
Employees:
3
Roberto Donovan Work Experience Details
  • Toss Securities Americas Financial
    Chief Compliance Officer
    Toss Securities Americas Financial
    Florida, United States
  • Innreg
    Principal Supervision And Compliance
    Innreg Jan 2017 - Present
    Miami/Fort Lauderdale Area
    InnReg specializes in helping innovative companies succeed in highly regulated markets. We help founders, investors and innovators:- build sustainable operational and compliance platforms to support groundbreaking technologies and business models- validate product concepts and develop strategies to overcome regulatory obstacles to innovation- minimize regulatory risk and restrictions while developing disruptive products- solve complex regulatory scenariosWe also provide outsourced day-to-day compliance management services.
    View
  • Vestfi Llc
    Chief Compliance Officer
    Vestfi Llc Feb 2021 - Jun 2022
    Miami, Florida, United States
    View
  • Trade App
    Chief Compliance Officer
    Trade App Aug 2018 - Jun 2019
    New York, New York, United States
    View
  • Tradeking
    Co-Founder & Chief Compliance Officer
    Tradeking May 2005 - Jun 2016
    Miami/Fort Lauderdale Area
    2005-2008: Operations / Trading / Product2008-2012: Chief Compliance Officer 2014-2016: Chief Compliance Office of TradeKing Advisors
  • Optionsxpress
    Marketing Director
    Optionsxpress Nov 2002 - May 2005
    Chicago, Il
    Online options and stocks brokers. Currently a Charles Schwab Company.
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  • Merrill Lynch
    Operating Officer Of Ml Direct
    Merrill Lynch Oct 1999 - May 2001
    Princeton, Nj
    View
  • Suretrade
    Director Of Operations
    Suretrade Feb 1996 - Oct 1999
    Lincoln, Ri
    A Quick & Reilly subsidiary. Bought by Fleet Bank (Bank of America) in 1997. Highly rated online stockbroker.

Roberto Donovan Skills

Securities Equities Risk Management Options Investments Trading Fixed Income Financial Markets Aml Financial Services Wealth Management Anti Money Laundering Financial Risk Bonds Equity Trading Investment Advisory Regulatory Compliance

Roberto Donovan Education Details

Frequently Asked Questions about Roberto Donovan

What company does Roberto Donovan work for?

Roberto Donovan works for Toss Securities Americas Financial

What is Roberto Donovan's role at the current company?

Roberto Donovan's current role is Chief Compliance Officer.

What is Roberto Donovan's email address?

Roberto Donovan's email address is robertoed@me.com

What is Roberto Donovan's direct phone number?

Roberto Donovan's direct phone number is +195477*****

What schools did Roberto Donovan attend?

Roberto Donovan attended Boston University, Università Degli Studi Di Firenze, Regis University.

What skills is Roberto Donovan known for?

Roberto Donovan has skills like Securities, Equities, Risk Management, Options, Investments, Trading, Fixed Income, Financial Markets, Aml, Financial Services, Wealth Management, Anti Money Laundering.

Who are Roberto Donovan's colleagues?

Roberto Donovan's colleagues are Santosh Kumar Sahoo, Dianne Morin, Matteo S., Ankur Faujdar, Ignacio Pereyra, Kushal Abeywickrama, Rogelio Evangelista.

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