Robert S. De Leon

Robert S. De Leon Email and Phone Number

MD, General Counsel and Chief Compliance Officer @ Rimrock Capital Management, LLC
Los Angeles, CA, US
Robert S. De Leon's Location
Los Angeles Metropolitan Area, United States, United States
Robert S. De Leon's Contact Details

Robert S. De Leon work email

Robert S. De Leon personal email

About Robert S. De Leon

General Counsel and Chief Compliance Officer for investment managers. Transactional, litigation, and regulatory (SEC) experience. Strong project management and legal management skills and expertise.Corporate law and securities regulation; regulation of investment advisers, mutual funds, broker-dealers, private funds, collective investment trusts, UCITS, insurance dedicated funds, and separately managed accounts. Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, the Securities Act of 1933, and ERISA.

Robert S. De Leon's Current Company Details
Rimrock Capital Management, LLC

Rimrock Capital Management, Llc

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MD, General Counsel and Chief Compliance Officer
Los Angeles, CA, US
Website:
rimrockcapital.com
Employees:
24
Robert S. De Leon Work Experience Details
  • Rimrock Capital Management, Llc
    Md, General Counsel And Chief Compliance Officer
    Rimrock Capital Management, Llc
    Los Angeles, Ca, Us
    View
  • Rimrock Capital Management, Llc
    Svp, General Counsel & Chief Compliance Officer
    Rimrock Capital Management, Llc Jan 2014 - Present
  • Rimrock Funds Trust/Rimrock Core Bond Fund, Rimrock Emerging Markets Corporate Credit Fund
    Chief Compliance Officer And Secretary
    Rimrock Funds Trust/Rimrock Core Bond Fund, Rimrock Emerging Markets Corporate Credit Fund Feb 2019 - Apr 2023
  • Self-Employed
    Consultant/Interim Gc & Cco
    Self-Employed May 2013 - Dec 2013
  • Tradewinds Global Investors, Llc
    Svp & General Counsel
    Tradewinds Global Investors, Llc Nov 2010 - Sep 2012
    General Counsel for a global investment manager owned by, but operated independently of, Nuveen Investments.
  • Covariance Capital Management (A Unit Of Tiaa-Cref)
    Svp & General Counsel
    Covariance Capital Management (A Unit Of Tiaa-Cref) Jun 2010 - Nov 2010
    Created new SEC-registered investment adviser for mid-size endowments and foundations.
    View
  • Nuveen
    Associate General Counsel, Investment Management
    Nuveen Sep 2007 - Nov 2010
    New York, Ny, Us
    View
  • Alliancebernstein
    V.P., Counsel & Asst. Secretary
    Alliancebernstein Jun 2002 - Sep 2007
    Nashville, Tn, Us
    Chief legal officer, Sanford C. Bernstein & Co., LLC. Also provided legal support to Sanford C. Bernstein Limited, based in the U.K., AllianceBernstein, and Bernstein Global Wealth Management.
    View
  • Hold Brothers On-Line Investment Services, Llc
    General Counsel
    Hold Brothers On-Line Investment Services, Llc 2001 - 2002
  • Us Securities And Exchange Commission
    Senior Counsel
    Us Securities And Exchange Commission 1998 - 2001
    Washington, Dc, Us
    Received Award for Public Service from the Department of Justice
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  • Proskauer Rose Llp
    Associate (Litigation And Dispute Resolution)
    Proskauer Rose Llp 1995 - 1998
    New York, New York, Us
    View
  • Pillsbury Winthrop Shaw Pittman
    Associate (Corporate/Litigation)
    Pillsbury Winthrop Shaw Pittman 1990 - 1995
    New York, Ny, Us
    View

Robert S. De Leon Skills

Securities Regulation Hedge Funds Mutual Funds Corporate Law Investment Management Investments Investment Company Act Erisa Asset Management Securities Separately Managed Accounts Alternative Investments Equities Banking Law Due Diligence Sec Filings Mergers And Acquisitions Compliance Ucits Brokerage Securities Litigation Litigation International Securities Regulation

Robert S. De Leon Education Details

  • Harvard Law School
    Harvard Law School
    Law
  • Rutgers College
    Rutgers College
    History/Political Science

Frequently Asked Questions about Robert S. De Leon

What company does Robert S. De Leon work for?

Robert S. De Leon works for Rimrock Capital Management, Llc

What is Robert S. De Leon's role at the current company?

Robert S. De Leon's current role is MD, General Counsel and Chief Compliance Officer.

What is Robert S. De Leon's email address?

Robert S. De Leon's email address is rd****@****ail.com

What schools did Robert S. De Leon attend?

Robert S. De Leon attended Harvard Law School, Rutgers College.

What skills is Robert S. De Leon known for?

Robert S. De Leon has skills like Securities Regulation, Hedge Funds, Mutual Funds, Corporate Law, Investment Management, Investments, Investment Company Act, Erisa, Asset Management, Securities, Separately Managed Accounts, Alternative Investments.

Who are Robert S. De Leon's colleagues?

Robert S. De Leon's colleagues are Jack Huber, Lachlan Spangler, Alicja Agpaoa, Michael Belzil, Barb Crowell, Cfa, Taylor Lenio, Dave Moore.

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