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Rob Fugazza is listed as Authorized Officer - Compliance Associate @ AllianceBernstein | Compliance Risk Management at AllianceBernstein, a company with 501 employees, based in Nashville Metropolitan Area, United States, United States. AeroLeads shows a work email signal at ubs.com, phone signal with area code 314, and a matched LinkedIn profile for Rob Fugazza.
Rob Fugazza previously worked as Authorized Officer - Compliance Associate at Alliancebernstein and Sr. Compliance Consultant at Strategic Staffing Solutions. Rob Fugazza holds Bachelor Of Science (B.S.), Information Systems, I.D.S. from Brigham Young University–Hawaii.
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AeroLeads found 1 current-domain work email signal for Rob Fugazza. Compare company email patterns before reaching out.
At AllianceBernstein, our compliance initiatives are bolstered by a dedication to integrating cutting-edge technology, ensuring the business not only meets but surpasses regulatory standards. My role as an Authorized Officer is centered around fortifying our operations against compliance risks, a challenge I've tackled with enthusiasm for over two and a half years.Our team prioritizes the identification of potential compliance risks, particularly those associated with trading activities, and employs strategic solutions to mitigate them. Thanks to this proactive stance, we've improved our control environment, leveraging industry standards in risk reporting and enterprise risk management. My efforts have contributed to automating compliance tasks, enhancing efficiency, and maintaining the firm's steadfast integrity.
Listed skills include Consulting, Adobe Contribute, Stock Market, Finance, and 109 others.
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A career timeline built from the work history available for this profile.
Nashville, TN, US
Execute responsibilities as both strategic thinker and individual contributor within compliance team ensuring business meets critical regulatory requirements and mitigate compliance risks to avoid breaches, fines and regulatory sanctions. Leverage technology trends to help automate and improve processes.- Identifying compliance risks associated with.
Detroit, MI, US
Consulting at Wells Fargo. Responsible for providing oversight and monitoring of risk compliance based programs designed to drive compliance with federal, state, agency, legal and regulatory and/or Corporate Policy Requirements.- Develop and oversee standards to effectively identify, assess and mange compliance risks.- Provide consulting for projects and.
Zurich, CH
Financial Crimes Prevention - Enhanced Due DiligenceCompliance and Operational Risk Control
Zurich, CH
- Act as a compliance and operational risk control subject-matter expert for our communication policy;- Consistently perform second-line-of-defense activities in relation to firm policy breaches;- Continuously improve their knowledge and understanding of the firms policies;- Dynamically improve the function through challenge and collaboration.- Run Oracle.
Laie, HI, US
Developed database management skills- MySQL, XML, R - geospatial data, word analytics, single entity, one-to-many relationships, many-to-many relationships. SAP skills: configuration, manufacturing simulation, business case studies, TERP10. Computer programming in Python. Made the Dean’s list.
Saint Louis, MO, US
Performed portfolio review and analysis with clients and provided financial solutions. Met and exceeded quarterly quotas of new incoming assets and assets under management. Performed portfolio review, market analysis and made recommendations based on customer needs and suitability.
Boston, MA, US
Helped client invest in the stock market, account maintenance issues, placing trades and referring to partner groups for discretionary account management as solution to uncovered client needs. Helped clients with market research and analysis.
New York, NY, US
Provided excellent customer service as well as sell additional products and services. Identified client needs and provided solutions to supply those needs with credit products that fit their needs.
St. Louis, Missouri, US
Worked with high net asset value customers providing solutions to their financial needs in lending, banking and investing solutions. Provided excellent service and retained assets, placed trades, answered advanced market questions and strategies. Worked with high value accounts, asset retention efforts including saving a $25 Million Dollar account.
US
Worked with high net asset value customers as well as active traders providing solutions to their financial needs in the investment finance industry, placing stock, options, ETF, mutual fund and fixed income trades. Performed market research and financial news, calculated margin buying power, ensured clients were properly leveraged and met Fed and House.
Other employees you can reach at bernsteinresearch.com. View company contacts for 501 employees →
Christopher Gray
Colleague at AlliancebernsteinNew York City Metropolitan Area, United States
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William(Tian) Qin, Cfa
Colleague at AlliancebernsteinNashville, Tennessee, United States, United States
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Peter Gill
Colleague at AlliancebernsteinBoston, Massachusetts, United States, United States
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Erald Bezati
Colleague at AlliancebernsteinNew York City Metropolitan Area, United States, United States
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Susannah Ludwig
Colleague at AlliancebernsteinGeneva, Geneva, Switzerland, Switzerland
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Emily Jordan, Cfa
Colleague at AlliancebernsteinNew York, New York, United States, United States
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Kai Tham
Colleague at AlliancebernsteinNew York, New York, United States, United States
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Triller Max
Colleague at AlliancebernsteinBerlin, Berlin, Germany, Germany
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Matthew Matiski
Colleague at AlliancebernsteinNew York, New York, United States, United States
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Andrew Sponable
Colleague at AlliancebernsteinNashville, Tennessee, United States, United States
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Quick answers generated from the profile data available on this page.
Rob Fugazza works for AllianceBernstein.
Rob Fugazza is listed as Authorized Officer - Compliance Associate @ AllianceBernstein | Compliance Risk Management at AllianceBernstein.
AeroLeads has found 1 work email signal at @ubs.com for Rob Fugazza at AllianceBernstein.
AeroLeads has found 1 phone signal(s) with area code 314 for Rob Fugazza at AllianceBernstein.
Rob Fugazza is based in Nashville Metropolitan Area, United States, United States while working with AllianceBernstein.
Rob Fugazza has worked for Alliancebernstein, Strategic Staffing Solutions, Ubs, Brigham Young University - Hawaii, and Scottrade.
Rob Fugazza's colleagues at AllianceBernstein include Christopher Gray, William(Tian) Qin, Cfa, Peter Gill, Erald Bezati, and Susannah Ludwig.
You can use AeroLeads to view verified contact signals for Rob Fugazza at AllianceBernstein, including work email, phone, and LinkedIn data when available.
Rob Fugazza holds Bachelor Of Science (B.S.), Information Systems, I.D.S. from Brigham Young University–Hawaii.
Rob Fugazza is listed with skills including Consulting, Adobe Contribute, Stock Market, Finance, Tableau, Programming, Work Ethic, and Sep Ira.
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