Robin Bernabe Email & Phone Number

Hicksville, Ny , Us

processing of transaction monitoring alerts in Actimize AML Software, in line with internal guidelines and external regulatory requirements, including writing appropriate narratives to support decisions.Escalate SAM alerts, EVA alerts, and Subpoenas for suspicious activity and determine if case should be escalated further to SAR.Escalate alerts and investigate cases for suspicious activity and determine if case should be escalated further to SAR.Participated in internal/external training opportunities.Perform ad-hoc compliance-related duties as requested.Prepare and input Requests for Information (RFIs) for dispatch to respondent bank/branches through internal database.

Frankfurt Am Main, Hessen, De

Gather, review and record KYC documentation and ensure paperwork is retained in line with company policy for client onboarding and/or CDD/EDD refresh of customer information.Conduct sanction and/or Politically Exposed Persons (PEP) screening and identify and investigate any risks.Apply diligence in reviewing files to identify deficiencies, discrepancies and omissions.Prepare investigation notes and clearly articulate method of investigation and details of relevant findings.Independently recommend escalation or case closure to Team Lead or client personnel.Develop and maintain productive and professional working relationships with colleagues and clients.

Toronto, On, Ca

Chiyoda-Ku, Tokyo, Jp

KYC Professional Experience • Completed analysis of transactional information to identify risk, trends and potential wary activity.• Performed the required KYC screenings on customers documenting the information obtained on the client's as required by global KYC procedures.• Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring.• Effectively conducted AML /KYC formality reports on questionable accounts and transactions.• Improved and implemented customer risk rating criteria with KYC management and procedure for both consumer and corporate customer.• Assisted in the handling of informational requests submitted under the USA Patriot Act.• Monitor financial covenant requirements including updating TOPS and uploading required documents in CAL.• Perform portfolio management controls for Bank customers, as assigned.• Complete and submit capital market lines instructions to Middle Office. This function includes retrieving credit application and approvals from G-CARS (Global Credit Application Rating System), review and record into internal database (e.g. Tickler System,.),• Provide general administrative support including, travel arrangements and expense reimbursement• Legal Documentation Management: Ensure that executed legal docs are correctly saved as per PMG guidelines• Electronic Credit Files maintenance in CAL• MUFG systems: GCARS, CAL, CDL, CPMS, CHUB.

Hong Kong, Hk

Provided overall coordination and operational assistance to EVP of manufacturing and operations including analyzing and resolving problems for all logistics operations EVP's T&E Administrative Assistant using the ADP T&E Concur system; reconciled expense reports, bank and credit cards account in a timely mannerAssisted complex travel arrangements for both executives and any relevant business partners including domestic, international, multi-stop trips and other extensive itineraries Document Management and reporting Liaison with building management personnel including caretakers, architects, interior decorators, and security on 5 combined homesManage the daily maintenance of all office equipment including printers, photocopiers, and fax machines.

Bachelor'S Degree, Business Administration And Management, General

Associate'S Degree, Computer Science