Highly accomplished regulatory risk executive with over 20 years UK, EMEA and global compliance, conduct, and financial crime experience in senior management positions across asset/fund management, investment services, capital markets, trading and banking environments. Excellent communication, interpersonal and influential skills, highly effective in engaging with regulatory authorities, at Board level, and across stakeholders.Inspirational, hands-on leader, with a demonstrated track record of providing accurate/concise direction on regulatory obligations/solutions, embedding “best in class” sustainable compliance, and conduct infrastructures, operationalising robust oversight/surveillance arrangements, delivering major regulatory-sensitive business change/remediation programmes, resolving legacy control failings, and managing effective regulatory relationships.Substantial strategic and technical expertise across a broad range of financial services products/capabilities including locally/offshore domiciled products, AIFs, Real Estate, Equities, Fixed Income, Multi-Asset, Hedge Fund strategies, Rates, Credit, FX, Futures, Commodities, Derivatives, RIEs, MTFs/SEFs, as well as retail banking offerings and product wrappers.
Private Office
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Group Head Of CompliancePrivate Office 2021 - Present
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Managing DirectorMitchell Regulatory Compliance Limited 2016 - PresentUnited Kingdom
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Global Head Of ComplianceAviva Investors 2014 - 2016United Kingdom -
Regional Head Of Compliance, Asia PacificIcap 2012 - 2014Singapore -
Chief Compliance Officer, Asia PacificIng Investment Management 2010 - 2012Hong Kong Sar -
Group Head Of Compliance And RiskAlliance Trust 2005 - 2009United Kingdom -
Senior Regulatory Consultant/ManagerDeloitte 2000 - 2005United Kingdom -
Senior Adviser, CompliancePrudential Uk 1998 - 2000United Kingdom -
Section Manager, Legal, Compliance And AuditSkandia Investment Group 1995 - 1998
Robin Mitchell Education Details
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Pensions Management InstituteDiploma In Retirement Provision -
UniversityBachelor Of Laws - Llb Hons
Frequently Asked Questions about Robin Mitchell
What company does Robin Mitchell work for?
Robin Mitchell works for Private Office
What is Robin Mitchell's role at the current company?
Robin Mitchell's current role is Group Head of Compliance at Private Office.
What schools did Robin Mitchell attend?
Robin Mitchell attended Pensions Management Institute, University.
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Robin Mitchell
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