Roger Emms

Roger Emms Email and Phone Number

Business Delivery Director at Regulatory Finance Solutions @ Regulatory Finance Solutions
swindon, united kingdom
Roger Emms's Location
Swindon, England, United Kingdom, United Kingdom
Roger Emms's Contact Details

Roger Emms personal email

n/a
About Roger Emms

Roger Emms is a Business Delivery Director at Regulatory Finance Solutions at Regulatory Finance Solutions. He possess expertise in financial services, insurance, financial risk, pensions, investments and 17 more skills.

Roger Emms's Current Company Details
Regulatory Finance Solutions

Regulatory Finance Solutions

View
Business Delivery Director at Regulatory Finance Solutions
swindon, united kingdom
Website:
rfsgroup.net
Employees:
87
Roger Emms Work Experience Details
  • Regulatory Finance Solutions
    Business Delivery Director
    Regulatory Finance Solutions Aug 2014 - Present
    Swindon, United Kingdom
    Regulatory Finance Solutions (“RFS”) is an independent company established in 2005 by John Turner, who has extensive knowledge and experience at either winning or being a part of consultancy teams that have delivered a high proportion of regulatory projects undertaken in the UK. It has grown since then to become a leading edge Compliance Consultancy within the Financial Risk and Regulatory sectors. Our Vision is to be at the forefront of Financial Services adding significant value to our clients, by enhancing their operational efficiency and reducing their operational risk. We provide skilled people and expert processes to enable clients to solve complex resource, planning and regulatory challenges in their businesses. We work with a broad range of financial services companies and regulated firms and have successfully managed and undertaken projects and reviews in areas including AML, FSAVCs, Pensions, Endowments, Investments, Mortgages, Insurance, PPIs and Complaint Management. www.rfsgroup.net
  • Regulatory Finance Solutions
    Regulatory Consultant
    Regulatory Finance Solutions Aug 2013 - Jul 2014
    Swindon, United Kingdom
  • Nationwide Building Society
    Head Of Advice Centre Of Excellence
    Nationwide Building Society Apr 2013 - Jul 2013
    Swindon, United Kingdom
    Leading 3 teams to ensure the complex regulated business sold by the Retail Sales force complies with Regulatory, Retail and Legal Compliance standards. We aim to demonstrate the correct customer outcome and, where necessary, undertake appropriate training and development whilst minimising risk and losses to the business.
  • Intrinsic Financial Services
    Field Supervision Manager
    Intrinsic Financial Services Feb 2006 - Mar 2013
    Managed the Field Supervision team who assess adviser competency and AR firms governance arrangements. Worked on developing the culture of oversight and formal supervision of associated companies and individual advisers within the Intrinsic Group.
  • Zurich Financial Services
    Strategic Partnerships Sales & Relationship Manager
    Zurich Financial Services 2002 - 2005
  • Zurich Financial Services
    Client Pensions Adviser
    Zurich Financial Services 1995 - 2002
  • Zurich Financial Services
    Ifa Broker Consultant
    Zurich Financial Services 1990 - 1995

Roger Emms Skills

Financial Services Insurance Financial Risk Pensions Investments Wealth Management Financial Planning Income Protection Retirement Planning Relationship Management Operational Risk Mortgage Lending Business Relationship Management Financial Advisory Portfolio Management Investment Advisory Wealth Strategic Financial Planning Asset Management Pension Funds Retirement Life Insurance

Roger Emms Education Details

  • Ridgeway School, Swindon
    Ridgeway School, Swindon

Frequently Asked Questions about Roger Emms

What company does Roger Emms work for?

Roger Emms works for Regulatory Finance Solutions

What is Roger Emms's role at the current company?

Roger Emms's current role is Business Delivery Director at Regulatory Finance Solutions.

What is Roger Emms's email address?

Roger Emms's email address is re****@****oup.net

What schools did Roger Emms attend?

Roger Emms attended Ridgeway School, Swindon.

What skills is Roger Emms known for?

Roger Emms has skills like Financial Services, Insurance, Financial Risk, Pensions, Investments, Wealth Management, Financial Planning, Income Protection, Retirement Planning, Relationship Management, Operational Risk, Mortgage Lending.

Who are Roger Emms's colleagues?

Roger Emms's colleagues are Tracey Hull, Shezad Nawaz, Mitun Dey, Ali Khan, Rhiannon Warner-Jones, Bethany Hanson, Katie-Louise Hooper.

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