Roger Mortimer Email & Phone Number

San Francisco, Ca, Us

Vancouver, British Columbia, Ca

South Star is a safe-sourced battery metals company. Graphite is a critical anode material in battery construction and is essential to electrification.Its recently commissioned Santa Cruz project in Bahia, Brazil is the first new graphite mine in the Americas since 1996. Its Bama Star project in the historic producing region of Alabama is located ideally for the emerging 'Battery Belt' in the southeastern US.

Stellarex is a fusion energy technology development company, founded by leading experts from Princeton University and the Princeton Plasma Physics Laboratory ('PPPL'). Stellarex is applying the significant advantages of the Stellarator approach, originally invented at PPPL, to develop an economically attractive fusion energy system capable of providing steady-state, reliable clean energy to mitigate climate change.

Key DH develops innovation-driven businesses in the deuterium and green hydrogen industries, serving global markets. Subsidiary companies include Hydrogen Optimized, deutraMed Inc. and Isowater Corporation. Hydrogen Optimized is focused on gigawatt scale green hydrogen electrolysis manufacture.- Advise on customer discovery, strategy and strategic partnering- Established more than 15 key corporate relationships globally

New York, Ny, Us

- Launched ETF focused on capturing valuation arbitrage as companies transition from "gray to green"- Global equity portfolio focused on high emitting companies actively shifting capital allocation- Fund substantially outperformed the cleantech index (+2.9% vs -9.6%) over its 14 month duration- Sponsor closed fund for lack of asset growth

- Registered SEC investment advisor to focus on decarbonization, energy transition investments- Focused on impediments to adoption and the identification of value creation drivers- Extensively researched the green hydrogen ecosystem and built a large global network- Conceived investment strategy to capture the valuation arbitrage in the shift from "gray to green"

Toronto, Ontario, Ca

- Led the restructuring of C$12 B mutual fund group. Key business unit leader- Hired, managed, and mentored new investment team of 13- Personally managed four multi-asset funds aggregating C$5 B in assets- Integrated thematic approach into investment process: focus on disruptive technology- Marketed extensively. More than 75 client meetings annually. Built podcast and webcast platforms- Achieved Morningstar 5 Star Rating in global balanced - a mandate I had not previously managed

New York, Ny, Us

- Foundational investor in RTO process that led to Galaxy Digital's public listing

- Built and managed $225 M long short asset manager. SEC, OSC and Cayman-registered- Completed IPO of listed fund on TSX- Did 185 roadshow meetings in six weeks and raised C$127 M- Completed a subsequent roadshow that brought in an additional C$65 M on warrant conversion- Marketed extensively in Canada, the US and offshore to IAs, family offices, foundations, others- Hired and oversaw four direct reports as Ultimate Responsible Person

Los Angeles, Ca, Us

- Officer of US and Canadian business units. VP, Capital Guardian and Capital International (Canada)- Rare external hire to manage global (ex-US) and Canadian pension and mutual fund equities - Led CG's entry into the Canadian mutual fund market. Member of key internal investment committees- Generated substantial outperformance in four of five strategies managed- Beat benchmark by 932 bps annually over 45 months in Large Cap Canada Plus US mandate- Beat by 442 bps over 13 month tenure in Large Cap EAFE plus Canada- Left Capital Group to form my own firm. I maintain numerous relationships there.

Atlanta, Ga, Us

- Senior Vice President, AIM Investments. Global Partner, AMVESCAP Plc- Registered as CIO, Invesco AIM Canada- Managed 7 mutual funds in 5 categories concurrently in the US and Canada- Managed 2 of the only 3 Morningstar Five Star rated funds in AIM's 100+ fund US complex- Won multiple awards. Recognized as 'Top Gun' Investment Mind. Won FP Stockpicking Challenge- Marketed extensively: more than 60 days annually- Extensive media presence on television, print and radio (Bloomberg, WSJ, Barrons, CBC)- Built AIM Canadian First Class from zero into the largest AIM branded fund in Canada at $1.4 billion- Outperformed benchmark index by 950 bps annually (gross) from 1997 to 2005 (689 net)- Beat the market, rising and falling, in 8 of 9 calendar year periods. Continuously 5 Star Rated - Fund subsequently awarded "Best Ten Year Record" in Canada despite underperfoming after I left- Recognized as "Category King" by WSJ in Global Equity. AIM Global Value Fund 5 Star Rated- Award winning global energy manager. Beat peers (by 1390 bps) and benchmark (+22.0% vs -2.7%) - AIM Global Energy fund was best performing AIM fund in 2002- AIM Canada Income Class enhanced yield fund was the then largest option-based fund in Canada- Generated a positive return in falling markets for the duration of my tenure in equity-only structure- Selected for risk-adjusted style from AIM's 40 PMs to manage firm's only long-short mandates

Certificate, Corporate Governance: Effectiveness And Accountability In The Boardroom

Mba

International Exchange Student, Graduate Business

Ba, Economics

Cfa Level 1

Series 65, Uniform Investment Adviser