Roger Warnock Email & Phone Number

Qatar

• Reporting to the CEO, appointed to the role of Programme Manager and tasked with strategic business planning and execution • Accountable for the delivery of product and market development projects, including the introduction of TBill and TBond trading, the SME venture market and ETFs, and service delivery and process enhancements.• Initiated and managed the delivery of an Executive Development Programme for all Directors. Initiated and managed the implementation of a staff assessment and incentivisation programme. • Designed and implemented the PMO methodology and managed the PMO function, responsible for the complete business and IT project portfolio within the exchange

• Accountable for the delivery of new trading systems and the operational and regulatory framework on time and under budget. Total budget was in excess of € 30 million.• Responsible for multi-disciplinary teams across legal, regulatory compliance, sales and marketing, operations, information technology, product and market development. • Involved in all aspects of project and budget control, resourcing, planning, risk and issue management, facilitation and managing personnel and stakeholders. Reporting to the CEO of the Exchange and to Executives within NYSE Euronext.

Dubai

• Responsible for requirements gathering and definition, RFP definition, application selection support, UAT definition and support, and for business process management and reengineering.• Accountable for gathering information and system definition for asset and liability and balance sheet management functions. • Provided consultancy support for various utility, service and business process functions across the bank, including treasury rate services and product distribution. • Accountable as the test manager for e and m channels, corporate cash management and corporate internet banking applications.

Kuwait

• Provided specification and design of a replacement payments hub application and architecture.• Designed, developed, configured and implemented corporate banking services and applications. • Implemented AML and FATF checking applications, risk management, cash and liquidity management products. • Designed, developed, configured and implemented retail delivery components and e-banking services and applications. • Redesigned retail and wholesale FX processes and applications including upgrading private banking and wealth management services.

London, United Kingdom

• Involved in and accountable for core system and component application selection, development and delivery projects for multiple clients.• Accountable for proposition and partner development and management and providing marketing and sales support across ILOB.• Implemented regulatory and compliance applications and frameworks, including KYC enhancements and anti-money laundering applications, for multiple clients. • Involved in retail delivery and channel management consultancy, including e and m banking components.

Uk

• Accountable for proposition and partner development and management, marketing, sales and implementation support • Gained extensive experience from assignments and solution design to support regulatory compliance, including KYC, MiFID and Basel II including operational, credit and market risk components.• Involved, as principal consultant, in the implementation of core systems applications for a UK financial services organisation, involving analysis, enhancement specification, facilitation and stakeholder management, in the areas of mortgage and loan processing, payments, retail delivery, channel management and CRM.

Abu Dhabi

• Provided technical, business and management consultancy, training support and project administration and management, including stakeholder and programme management. • Provided extensive support on full lifecycle processing of derivatives, securities and treasury products including risk management, accounting, settlement and payments.

Dubai

• Managed the consultancy support requirements for the core retail and core wholesale banking systems, corporate treasury, syndicated lending, general insurance and clearing system products. • Implemented core wholesale applications for a major ME bank, including FX, MM, capital markets, front to back office, wealth management, private banking, syndicated loans, payments and risk management. • Installed and implemented core banking and ancillary systems for a number of wholesale, retail and commercial banking clients in the Middle East, Asia and Europe.

Manila

• Provided consultancy support, implementation and programme management to customers using the retail and wholesale core banking systems, corporate treasury, syndicated lending, general insurance and clearing system products. • Account managed numerous clients in SE Asia, increasing consultancy and services revenue by 230%.

London, United Kingdom

• Managed the test programme to qualify the global private client asset management system for production and developed an automated regression-testing suite

London, United Kingdom

• Initiated and led all sales activity at a major Swiss investment bank, which resulted in the sale of software and services with a total value of circa $7 million. Appointed as Principal Consultant for the development of the solution, responsible for the application design. • Developed a core system, including both front and back office components for a major Swedish financial institution. • Led a sales campaign in conjunction with a US bank at a major private company resulting in the sale of software and services with a value of circa $10 million for a corporate treasury solution, including managing a team of fifteen people.

London

• Responsible for the development of derivatives settlement modules created on a DEC VAX and interfaced with the DEVON back office system.

London, United Kingdom

• Responsible for the development of a management information system (MIS) for asset and liability management in System W on an IBM mainframe, covering commercial lending and trade finance.

Uk

• Responsible for the assessment, marketing and sales of an integrated banking solution.

London, United Kingdom

• Responsible for multiple teams involved in the development and documentation of numerous components for a core banking solution. • Promoted to Senior Consultant, providing services to customers in the areas of strategy assessment, implementation and operational planning, enhancement design and planning, change management, business process management and front office support.

London, United Kingdom

• Led the sales campaign and was subsequently appointed as designer / project manager for the development of a front office system for the analysis of bonds and bond trading strategies. • Acted as a business analyst and consultant for a front and back office support system, Trademaster.

Non-Executive Director Certificate, Corporate Governance

Bsc (Hons), Financial Services

Diploma, Financial Services Management

Diploma, Pascal & Cobol Programming, Systems Analysis & Design

Education record