Head - Legal And Compliance
CurrentBuilding Emint, an Investment App. Current product offerings- Stock Broking, National Pension Scheme & Corporate Fixed Deposits.
Jul 2024 - Present
AeroLeads people directory · profile
Rohit Prakash Email & Phone Number
Compliance Specialist | Board Member | CAMS | MCSI
at
Emint
1 work email found
@hdfcfund.com
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Compliance Specialist | Board Member | CAMS | MCSI
Location
Bengaluru, Karnataka, India
Who is Rohit Prakash? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Rohit Prakash is listed as Compliance Specialist | Board Member | CAMS | MCSI at Emint, based in Bengaluru, Karnataka, India. AeroLeads shows a work email signal at hdfcfund.com and a matched LinkedIn profile for Rohit Prakash.
Rohit Prakash previously worked as Head - Legal and Compliance at Emint and Board Member and Chief of Compliance at Zebpay. Rohit Prakash holds Mcsi, International/Global Studies from The Chartered Institute For Securities & Investment (The Cisi).
Company email context
Email format at Emint
This section adds company-level context without repeating Rohit Prakash's masked contact details.
*@hdfcfund.com
68% confidence
AeroLeads found 1 current-domain work email signal for Rohit Prakash. Compare company email patterns before reaching out.
Profile bio
About Rohit Prakash
Rohit is a seasoned Compliance Specialist with broad exposure in areas of Compliance, Legal and Company Secretarial role having worked with the largest Financial Institutions of India.Rohit holds membership of the following Institutes:-• Association of Certified Anti-Money Laundering Specialist (ACAMS)- CAMS• The Chartered Institute for Securities & Investment (CISI)- MCSI• The Institute of Company Secretaries of India (ICSI)- ACSSome of the key responsibilities & positions held during work tenure: -• Represented India at global platform, for its FATF's (Financial Action Task Force) mutual evaluation;• As Executive Director (Board Member) of Global Crypto Exchange & Wealth Management Firm;• Designated Partner in Investment Manager Entity of Alternate Investment Funds;• Independent Director in Asia’s largest Packaging Company- As Advisory Board Member Guiding
Listed skills include Regulatory Compliance, Legal Compliance, Corporate Law, Aml, and 6 others.
Current workplace
Rohit Prakash's current company
Company context helps verify the profile and gives searchers a useful next step.
11 roles
Rohit Prakash work experience
A career timeline built from the work history available for this profile.
Board Member And Chief Of Compliance
Built the Compliance structure for the Virtual Digital Assets (VDA) Exchange operating in India, Singapore & Australia.Represented India at global stage, for its FATF's (Financial Action Task Force) mutual evaluation representing the VDA industry at the highest level of Global Compliance Standard- FATF.Expanded the Company's business globally by acquiring.
Jul 2023 - Jun 2024
Executive Board Member & Compliance Head - India
- Head of Compliance & Legal function of Lighthouse Canton’s India business comprising of Wealth Management, Asset management, Technology (Software creation) & Shared Services.Set-up the India Wealth & Asset Management.
- Executive Director (Board Member)- LC Capital India Pvt Ltd- Boutique Wealth Management Firm
- Designated Partner- LC Nueva Investment Partners LLP- Investment Manager to Category II Equity Fund- LC Nueva AIF
- Designated Partner- LC Investment Advisors LLP- Investment Manager to Category II Debt Fund- LC Venture Debt Fund
Dec 2022 - Jun 2023
Compliance Head - India
Apr 2022 - Nov 2022
Board Member- Independent Director
On the Board of Members of Creative Stylo Packs Pvt. Ltd. as Independent Director, guiding the Company on Compliance and Regulatory issues. The company got merged into EPL Ltd- The largest global specialty packaging company in the world.
Mar 2021 - Nov 2022
Head - Compliance
Set-up the Wealth Management business for entity owned by ace market investor, Madhusudan Kela- started the PMS activity, laying down advisory guidelines for the entity, partnering with various channel partners and making the policies of the Company.Structure the Offshore business- The firm was acting as an Investment Adviser to an Offshore India Inbound.
Sep 2021 - Apr 2022
Head - Legal, Compliance & Company Secretary
Validus Wealth
Set-up the Wealth Management business- obtaining the requisite regulatory licences, partnering with various channel partners and making the policies of the Company.Managing entire Legal Affairs of the company as Head of Legal and providing legal advice, guidance & support to internal stakeholders / top management on a variety of legal matters, corporate.
Jun 2018 - Sep 2021
Manager- Legal, Compliance & Company Secretary
Successfully implemented a robust system for Approval & Reporting of Securities Transaction by the Employees, thus enhancing Compliance check for SEBI PIT Regulation with proper Audit Trail.Drafting and Vetting of Legal Contracts and Agreements to be executed with various Vendors, Distributors, Banks, Third Party Agents and Registered Investment Advisors.
Feb 2017 - May 2018
Assistant Manager- Compliance
Successfully conceptualized & implemented: o A system for Automatic Computation of eligible Schemes for Dividend Declaration, leading to a reduction in 20 work hours per quarter.o Online system for Approval of Advertisement Materials, upgradation from manual to electronic system with adequate Audit Trail.Strategically drafted and implemented Policies on.
Nov 2015 - Feb 2017
Assistant Manager- Inspection
Effectively conducted Audit of Stock Broker’s Books of Accounts, Policies, Client Registration Documents and Trading Activity in Cash Market, F&O and Currency Derivative Segment of Exchange.Undertaken key initiatives like:o Successfully standardised & created a Fixed Checklist for Inspection which resulted in better and thorough verification of core areas.
Jan 2012 - Oct 2015
Articled Assistant- Audit Manager
Keshri & Company, Chartered Accountants
Jan 2008 - Jul 2011
6 education records
Rohit Prakash education
Mcsi, International/Global Studies
Master'S In Corporate Law
Post Graduation In Business Law
Company Secretary
Accountancy
Bachelor Of Commerce
FAQ
Frequently asked questions about Rohit Prakash
Quick answers generated from the profile data available on this page.
What company does Rohit Prakash work for?
Rohit Prakash works for Emint.
What is Rohit Prakash's role at Emint?
Rohit Prakash is listed as Compliance Specialist | Board Member | CAMS | MCSI at Emint.
What is Rohit Prakash's email address?
AeroLeads has found 1 work email signal at @hdfcfund.com for Rohit Prakash at Emint.
Where is Rohit Prakash based?
Rohit Prakash is based in Bengaluru, Karnataka, India while working with Emint.
What companies has Rohit Prakash worked for?
Rohit Prakash has worked for Emint, Zebpay, Lighthouse Canton, Epl Limited, and Invexa Capital.
How can I contact Rohit Prakash?
You can use AeroLeads to view verified contact signals for Rohit Prakash at Emint, including work email, phone, and LinkedIn data when available.
What schools did Rohit Prakash attend?
Rohit Prakash holds Mcsi, International/Global Studies from The Chartered Institute For Securities & Investment (The Cisi).
What skills is Rohit Prakash known for?
Rohit Prakash is listed with skills including Regulatory Compliance, Legal Compliance, Corporate Law, Aml, Mutual Funds, Capital Markets, Corporate Governance, and Due Diligence.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Rohit Prakash you were looking for.
View similar profiles
