• Ensures that the company adheres to standards and in-house policies, responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters• Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies• Evaluate the efficiency of controls and improve them continuously• Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues• Draft, modify and implement company policies• Collaborate with corporate counsels • Assess the business’s future ventures to identify possible compliance risks• Review the work of colleagues when necessary to identify compliance issues and provide advice or training• Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control• Prepare reports for senior management and external regulatory bodies as appropriate

• Conduct risk assessment of assigned department, branch or functional area in established/ required timeline• Establish risk-based programs, determine the scope of review, perform review and evaluation of the internal control structure, accounting systems and operational procedures• Conduct audit testing and identify reportable issues and dimension of risk; performs audit procedures based on audit programs and provide instructions to subordinate auditor• Prepare and complete working papers to support audit conclusion including write-ups, analysis, schedules, documents and all other appropriate audit evidence• Communicate findings and draft comprehensive and complete report of audit area; review and validate action plans proposed by control owners

• Complete approved audit plan and/or audit engagements and assignments given by Audit Committee and Managing Directors. • Conduct audit of operational systems and financial controls• Provide and present quality audit observations with value-adding recommendations to auditees• Organize audit working papers that support findings/ observations and communicate well the findings and recommendations in audit reports.

• Perform audit, review and agreed-upon procedure engagement (e.g SOX Audit, Due diligence, Fraud Audit, etc.) for wide-ranged entities• Conduct audit interviews, test internal controls, and conduct risk assessment analyses on business unit and account levels• Develop and execute audit tests, and plan audit engagements relative to the adequacy and effectiveness of compliance, internal controls, and risk management• Prepare audit work papers, recommend corrective actions, and present findings to management and executives verbally and in writing• Determine if financial statements are in accordance with generally accepted accounting principles (PFRS and/or PFRS for SMEs)• Supervised, trained and mentored teams of one to three staffs