Ron L. Email & Phone Number

Greater Salt Lake City Area

As a compliance officer, my goals are to credibly challenge business decisions and to execute detective and monitoring controls that prevent, detect and mitigate compliance, regulatory and reputational risks. I achieve these goals by learning my business, engaging divisional stakeholders and leading a program dedicated to investigation and surveillance.As a risk manager in derivative operations prior to my role in Compliance, I led teams dedicated to delivering accurate and timely… Show more As a compliance officer, my goals are to credibly challenge business decisions and to execute detective and monitoring controls that prevent, detect and mitigate compliance, regulatory and reputational risks. I achieve these goals by learning my business, engaging divisional stakeholders and leading a program dedicated to investigation and surveillance.As a risk manager in derivative operations prior to my role in Compliance, I led teams dedicated to delivering accurate and timely confirmations to our clients. Our success depended on subject matter expertise, teamwork, adaptability and understanding the needs of our internal and external clients. Show less

Early in my career I discovered the importance of becoming an expert in my function. At Morgan Stanley, I leveraged my expertise to become a manager, earn high-profile international opportunities and transition to a project lead role.● Developed subject matter expertise in interest rate derivatives business and in operational support as a manager of a trade confirmation workflow● Orchestrated transition of confirmation operations support from London to Budapest; led training… Show more Early in my career I discovered the importance of becoming an expert in my function. At Morgan Stanley, I leveraged my expertise to become a manager, earn high-profile international opportunities and transition to a project lead role.● Developed subject matter expertise in interest rate derivatives business and in operational support as a manager of a trade confirmation workflow● Orchestrated transition of confirmation operations support from London to Budapest; led training and feedback program that improved performance and accuracy of my team from under 80% to over 95%● Coordinated end-users and information technology team in offices throughout the globe toward completion of several projects that improved trade flow and confirmations processing● Selected for Developing Leaders Program, an in-class training for high-performance managers; drew on Master of Arts experience to produce, direct and edit a video that demonstrated learning outcomes via interviews and scenarios Show less

Ba, Psychology, 4.0

Activities and Societies: Phi Beta Kappa

Ma, Television-Radio-Film, 4.0

Psychology, 3.91