Ron L. Email & Phone Number

Greater Salt Lake City Area

As a compliance officer, my goals are to credibly challenge business decisions and to execute detective and monitoring controls that prevent, detect and mitigate compliance, regulatory and reputational risks. I achieve these goals by learning my business, engaging divisional stakeholders and leading a program dedicated to investigation and surveillance.As.

• Early in my career I discovered the importance of becoming an expert in my function. At Morgan Stanley, I leveraged my expertise to become a manager, earn high-profile international opportunities and transition to a.
• Developed subject matter expertise in interest rate derivatives business and in operational support as a manager of a trade confirmation workflow
• Orchestrated transition of confirmation operations support from London to Budapest; led training… Show more Early in my career I discovered the importance of becoming an expert in my function. At Morgan Stanley, I.
• Orchestrated transition of confirmation operations support from London to Budapest; led training and feedback program that improved performance and accuracy of my team from under 80% to over 95%
• Coordinated end-users and information technology team in offices throughout the globe toward completion of several projects that improved trade flow and confirmations processing
• Selected for Developing Leaders Program, an in-class training for high-performance managers; drew on Master of Arts experience to produce, direct and edit a video that demonstrated learning outcomes via interviews and.

Ba, Psychology, 4.0

Activities and Societies: Phi Beta Kappa

Ma, Television-Radio-Film, 4.0

Psychology, 3.91