Began career in Correspondent Banking and Retail Banking AML/TF investigations. Most recently woked as Senior Investigator in GBM, Institutional and Retail Brokerage Investigations. CAMS certified.Formerly NASD Series 6, 7, 63, 65 and Insurance Licensed however when I left Smith Barney and moved to HSBC, could not get HSBC to carry licenses. They have since expired.

2004 - 2006 - Sales Liaison - Assisted Financial Advisors and Sales Assistants in the acquisition of knowledge and information regarding the operational policies and procedures of Consulting Group, the managed money unit of Morgan Stanley Smith Barney. 2006 - 2011 - Product Manager - Oversaw and coordinated day to day management and operations as it pertained to the “Select Platforms” business line of managed investment products within Morgan Stanley Smith Barney (MSSB). • Working closely and maintaining relationships with MSSB Financial Advisors and MSSB Regional Sales Force • Facilitating marketing and sales initiatives and providing sales analysis and reporting, investment and asset allocation advice and providing product operational guidance • Managing and coordinating direct Financial Advisor and client communications • Working directly with compliance to ensure legal and regulatory processes are maintained • Creating policies and procedures to effectively improve processes along our business line • Developing a comprehensive line of product training and marketing materials• Attending and presenting at Sales and Training seminars

Police Officer First Class 1993-1998Primary responsibility was to perform various policing functions including investigation and arrest. Was assigned to various task force/special operations units in high crime areas and was responsible for crime reduction and community awareness within those areas. Community Services Officer- Police Officer First Class 1998-2003Primary responsibility was to coordinate and participate in community service events throughout the County. To teach public safety, crime prevention and drug awareness to various organizations, including schools and civic organizations.