I will be doing consulting work from time to time.I passed the Kondaur CFO baton to Patty Lee on June 6, 2017.Thank you to everybody who helped me during my career.

Manage day-to-day strategy and management of all finance functions. Additionally, manages the company’s and affiliated investment ventures' balance sheets, capital structures, and overall financial reporting and control processes. Work closely with all operating business and functional leaders, as well as the Board of Directors. Represent Kondaur Capital in the broader business and regulatory community and provide key communications to external stakeholders including analysts, shareholders… Show more Manage day-to-day strategy and management of all finance functions. Additionally, manages the company’s and affiliated investment ventures' balance sheets, capital structures, and overall financial reporting and control processes. Work closely with all operating business and functional leaders, as well as the Board of Directors. Represent Kondaur Capital in the broader business and regulatory community and provide key communications to external stakeholders including analysts, shareholders, bankers, regulators, auditors, investment banks, commercial banks, and the overall investment community. Show less

Oversees issuance of audited financial statements for the firm’s investment vehicles, monitor compliance with debt covenants, as well as supervise funds management, distribution requirements, investor reporting and income tax strategies. Spearheads performance measurement and staffing metrics and all day-to-day accounting functions including revenue billings, payables, receivables, payroll, and cash management.

•Finance, Treasury, Accounting, FP&A, Analytics, Facilities, Administration, and portions of Loan Servicing functions•Thrift Financial Report (TFR), SOX, Audited Financials - Responsible for preparation of our division's input into the consolidated processes and reports. •Securitizations - Our division's expert on all aspects of securitization documents, processes and relationships with the trusts, relationships with rating agencies•Transactions With Affiliates - Responsible for… Show more •Finance, Treasury, Accounting, FP&A, Analytics, Facilities, Administration, and portions of Loan Servicing functions•Thrift Financial Report (TFR), SOX, Audited Financials - Responsible for preparation of our division's input into the consolidated processes and reports. •Securitizations - Our division's expert on all aspects of securitization documents, processes and relationships with the trusts, relationships with rating agencies•Transactions With Affiliates - Responsible for relationships in which our division services loans and handles cash for affiliates who are also subsidiaries of the bankrupt ultimate parent, Lehman Brothers Holdings, Inc.•Internal cost and revenue metrics and business performance measurement•USAP - Responsible for this annual examination of our loan servicing operation and issuance of formal reports to the trusts from our independent accountants.•Managed strong growth, then significant downsizing•Positioning Bank and division for sale, including, centralization of functions, shared services•Presentations to potential investors Show less

•Finance, Treasury, Accounting•Budgeting, projections, performance measurement systems•Audited financials and SEC reporting•Regulatory exams by the FDIC and CA Department of Financial Institutions•Asset/Liability Management, Allowance for Loan and Lease Losses•Securitizations - Road shows and rating agency relationships•Debt placement - Federal Home Loan Bank, warehouse lines with Wall Street firms and major banks•Computer conversion - full banking system

Accounting, financial reporting, treasury functions.Regulatory Exams - Primary responsibility for regulatory relationships with Federal (FDIC during their entrance exam) and state (Department of Financial Institutions ongoing relationship)

SEC Reporting and Audited FinancialsRelationships with investors (doctors) who participated in limited partnerships formed by STAAR.Managed limited partnershipsController duties added during liquidity crunchDebt placement

•SEC reporting•Accounting and treasury functions•General ledger installation

•International Consolidations - Currency translation, principal contact with foreign Controllers•California and Colorado industrial banks - financial statements, regulatory reporting, regulatory relationships.•SEC Filings - Responsible for SEC filings for debt issuances•Performance metrics, targeting return on funds employed

•Clients included - Manufacturing, retailing, real estate development, governmental and not-for-profit industries. •Computer Audit Specialist - Selected to participate in this invitation-only program, which included significant training time and client responsibilities in addition to my audit clients.