Rory Van Bergen Email & Phone Number

Val De Vie Estate, Paarl

As a Company Director at AFM, I am at the helm of steering our firm's strategic direction and overseeing our comprehensive fund and portfolio management services. With a keen focus on wealth planning and investment management, my role encompasses a broad spectrum of responsibilities, ensuring both the short-term success and long-term sustainability of our firm.Key Responsibilities:- Strategic Leadership: Crafting and implementing forward-thinking strategies that align with our firm's vision and client needs. This involves staying abreast of market trends, regulatory changes, and emerging opportunities.- Client Relations: Building and nurturing long-term relationships with clients, understanding their unique financial goals, and delivering bespoke investment solutions.- Risk Management: Overseeing risk assessment and management strategies to safeguard our clients' investments and the firm's interests.- Team Management: Leading a team of talented professionals, fostering a collaborative environment that encourages innovation and excellence in service delivery.- Compliance and Governance: Ensuring strict adherence to legal, regulatory, and ethical standards, maintaining the highest level of integrity and professionalism.- Financial Oversight: Managing the firm's financial activities, including budgeting, forecasting, and financial reporting, to drive sustainable growth.My approach is client-centric, recognising that the heart of our business lies in understanding and fulfilling our clients' diverse financial aspirations. I am committed to delivering exceptional service and personalised wealth management solutions that resonate with our clients' evolving needs.

Val De Vie Estate, Paarl

- Fund Management: Oversee the strategic and operational aspects of various CIS Unit Trust funds, ensuring alignment with investment objectives and compliance with regulatory standards.- Client Communication: Regularly communicate with clients about market developments, portfolio adjustments, and annual performance metrics, presenting complex financial information in an accessible manner to maintain transparency and foster client trust.- Rebalancing Strategies: Develop and implement rebalancing strategies to optimally manage risk exposures, requiring a deep understanding of market dynamics and the ability to effectively anticipate and react to market shifts.- Portfolio Analysis and Strategy Formulation: Conduct thorough analyses of portfolio compositions, identifying areas for growth and improvement.- Market Research and Analysis: Stay abreast of market trends, economic indicators, and geopolitical factors that could impact fund performance, and utilize this information to make informed investment decisions and adjustments.- Performance Monitoring and Reporting: Regularly monitor fund performance against benchmarks and industry standards.- Risk Management: Continuously assess and manage the risks associated with portfolio investments, employing advanced risk management techniques and tools to safeguard assets.- Stakeholder Engagement: Engage with internal and external stakeholders, including investment analysts, financial advisors, and regulatory bodies, ensuring a collaborative approach to fund management.- Regulatory Compliance: Ensure all fund management activities comply with regulatory requirements and ethical standards, maintaining integrity and professionalism.- Team Leadership and Development: Lead and mentor a team of investment professionals, fostering a culture of continuous learning and excellence in fund management.

Val De Vie Estate, Paarl

- In-depth Financial Analysis: Conducted comprehensive financial analyses involving complex calculations and detailed reporting, instrumental in guiding investment decisions and strategy formulations.- Client Presentations: Effectively communicated the outcomes of financial analyses to clients, both verbally and through well-structured written reports, ensuring clarity and comprehensibility.- Investment Evaluation: Assessed the investment potential of various companies through meticulous analysis of historical data, operational performance, and strategic objectives, involving keen insights into market trends and business forecasting.- Problem Solving: Addressed diverse financial challenges using various analytical and modelling techniques, demonstrating adaptability and innovative problem-solving skills.- Portfolio Management: Managed client portfolios aligned with established risk management strategies, ensuring an optimal balance between risk and return.- Trading: Actively involved in buying and selling financial instruments on behalf of the company, showcasing adept decision-making in fast-paced environments.- Real-Time Portfolio Tracking: Developed and maintained a dynamic Excel spreadsheet for real-time monitoring of positions and profit and loss across multiple portfolios, enhancing operational efficiency.- Asset Allocation Reporting: Compiled comprehensive weekly reports on asset allocation for the company’s portfolios, ensuring consistent investment distribution tracking and analysis.- Stock Identification: Utilised screening tools and technical analysis to identify promising stock opportunities, blending quantitative and qualitative methods.- Compliance Reporting: Diligently compiled compliance-related reports on a monthly, quarterly, and annual basis, ensuring adherence to regulatory standards and internal policies.

Val De Vie Estate, Paarl

- Client Consultation: Conduct detailed interviews to assess clients' financial status, including income, expenses, insurance coverage, tax position, objectives, and risk tolerance, forming the foundation for developing personalized financial plans.- Specialized Financial Planning: Offer bespoke financial planning services to clients with diverse portfolios, focusing on their individual financial requirements and aspirations.- Market Trend Adaptation: Ensure clients' financial plans remain optimal in light of prevailing market trends and economic conditions, safeguarding their interests and maximizing opportunities.- Wealth Management Strategies: Assist individuals and families in building and implementing effective wealth management strategies aligned with their short-term and long-term financial goals.- Ongoing Client Engagement: Regularly meet with clients to review and discuss assets, expenses, and investment objectives, ensuring a continuous and proactive approach to wealth management.- Due Diligence and Valuation: Perform thorough due diligence and valuation processes to ensure the integrity and suitability of financial recommendations and decisions.- Client Onboarding and Account Setup: Facilitate a seamless onboarding process for new clients, including setting up investment accounts, making the transition efficient and client-friendly.- Relationship Building: Develop personal rapport with each client, fostering customer loyalty and establishing long-term relationships based on trust and mutual respect.- Financial Education and Strategy Highlighting: Educate clients on various aspects such as tax strategies, estate planning, and financial products, ensuring they are well-informed to make sound financial decisions.- CRM System Administration: Oversee the administration of our CRM platform (Xplan by Iress), ensuring efficient management and tracking of client information and interactions.

Vineyard Office Estate, Bellville

Master Of Commerce, Finance, 77%

The University of Cape Town has been rated as the best university in Africa. The Finance Masters consists of the following subjects.

Bachelor Of Commerce Honours, Financial Management, 84.2%

Bachelor Of Commerce, Financial Management, 73.3%