Roshan Vk Email & Phone Number

Dubai, Dubai, United Arab Emirates

- Responding to CBUAE, RFI, FIU, Law Enforcement Agencies, and Police Inquiry requests in a timely and efficient manner.- Conducting sanctions screening of individual and corporate customers (Onboarding and Periodic review).- Preparing and submitting STR and SAR in GOAML.- Responding to IEMS queries from FIU.- Real-time transaction monitoring and approval.- Preparing CDD/EDD reports for the purpose of Internal Audit and Central Bank Audit.- Assisting in the preparation… Show more - Responding to CBUAE, RFI, FIU, Law Enforcement Agencies, and Police Inquiry requests in a timely and efficient manner.- Conducting sanctions screening of individual and corporate customers (Onboarding and Periodic review).- Preparing and submitting STR and SAR in GOAML.- Responding to IEMS queries from FIU.- Real-time transaction monitoring and approval.- Preparing CDD/EDD reports for the purpose of Internal Audit and Central Bank Audit.- Assisting in the preparation of AML policies and procedures.- Working on alerts generated on the Transaction Monitoring System and escalating suspicious cases to the CCO.- Preparing CDD/EDD for ongoing monitoring of transactions to identify high-risk, unusual, and suspicious customers/transactions.- Preparing Standard Operating Procedures for Sanctions, Transaction Monitoring, and Regulatory Reporting.- Receiving suspicious transaction alerts from employees and analyzing them to make appropriate decisions, reporting all suspicious cases to the CCO.- Identifying problems/issues regarding suspicious activity (fraud/AML).- Reviewing and/or investigating matches against sanctions, PEPs, adverse media, and internal lists in a timely fashion and processing as appropriate.- Being responsible for monitoring day-to-day transactions of the branch for any unusual/structured/suspicious/blacklisted ones and reporting to the Chief Compliance Officer.- Conducting Enhanced Due Diligence (EDD) on new onboarding clients and existing clients (periodic review) based on the customer category as well as risk category and recommending for exiting or continuing business relations.- Applying and adapting knowledge of any imposed sanctions or laws and regulations issued by the Central Bank of the United Arab Emirates.- Conducting more extensive due diligence for higher-risk amounts/customers and including proactive monitoring for suspicious activities. Show less

India

- Handled Forex Transactions, Bulk purchase & sales of FC’s & TC’s, Swift, Nostro Transfers and also different Money transfers like Xpress money, Instant Cash and Money Gram.- Worked with 25-30 Corporate Clients; assisted corporates for RBI guidelines, technical analysis and fundamental analysis and ensured all type of KYC s and AML procedures.- Advised on risk management& investment policies, policies drafting and structuring commercial transactions.- Scrutinized transactions… Show more - Handled Forex Transactions, Bulk purchase & sales of FC’s & TC’s, Swift, Nostro Transfers and also different Money transfers like Xpress money, Instant Cash and Money Gram.- Worked with 25-30 Corporate Clients; assisted corporates for RBI guidelines, technical analysis and fundamental analysis and ensured all type of KYC s and AML procedures.- Advised on risk management& investment policies, policies drafting and structuring commercial transactions.- Scrutinized transactions conducted by the customer to ensure that the transactions are consistent with our knowledge of the customer, the customer’s business and risk profile.- Review of records of the customer to ensure that documents, data and information collected using KYC measures and ongoing monitoring for the customer are kept up-to-date and relevant. Show less

Master Of Business Administration - Mba, Banking And Finance

University Of Calicut, Business/Commerce, General