Roy Reaidi Email & Phone Number

United Arab Emirates

Dubai, United Arab Emirates

Regulated by the Dubai International Financial Centre. It offers investment advice on collective investment funds and alternative investments products and services to professional customers.The Family Office Company BSC (c) (DIFC) Branch is a Branch of The Family Office Company BSC (c), which is regulated by the Central Bank of Bahrain as a Category 1 Investment Firm.I am authorized by the DFSA, under reference number I015846, to act as the Branch's Compliance Officer and Money Laundering Report Officer. I manage the Branch's day-to-day activities of the Compliance Oversight and Anti – Money Laundering functions.I am also responsible for reporting to the Branch's Senior Management and to the Head Office's Governing Body on key regulatory developments in the DIFC.

Bahrain

Regulated by the Central Bank of Bahrain as a Category 1 Investment Firm, the Company offers wealth management services to Accredited investors. I reported directly to the Group Head of Compliance and MLRO.I assisted the Group Head of Compliance and MLRO with the customer due diligence process and with the management of the day-to-day activities of the Compliance, and Anti – Money Laundering, with emphasis on ensuring compliance with applicable regulations and with internal policies and procedures.

Abu Dhabi Emirate, United Arab Emirates

A UAE-based consultancy firm that is registered as a Corporate Service Provider with the Abu Dhabi Global Market. It offers incorporation and back-office support services to a wide range of UAE - based companies.In my role, I assisted clients in obtaining the relevant incorporation and regulatory licenses in the UAE (Mainland and ADGM). I also acted as an advisory board to clients and their senior management on incorporation and regulatory matters.My other tasks included carrying out the necessary customer due diligence to onboard clients and to ensure that the internal policies and procedures comply with the FSRA's and UAE's federal anti-money laundering rules and regulations.