Ryan Pool Email & Phone Number

San Diego, CA, US

Mountain View, California, US

San Diego, California, US

-Manage all regulatory examinations and serve as the subject-matter expert on all applicable multi-state and federal regulatory requirements.-Established and maintain all risk and compliance related policies and procedures including the implementation of the policy and procedure management system (i.e., ConvergePoint).-Serve on the “Enterprise Risk.

Toronto, ON, CA

- Developed methodology through the drafting and maintaining of Enterprise Compliance Program Management manuals, procedures, and training materials related to Regulatory Compliance Risk Assessments, Key Control Monitoring and Testing, and Compliance Issue Management.- Advised internal partners on mitigating risk of non-compliance with U.S. regulations by.

Toronto, ON, CA

- Performed Risk Control Evaluations to evaluate the effectiveness of AML/BSA/OFAC policies and controls in mitigating money laundering and terrorist financing risks.- Implemented changes based on the outcomes of Risk Control Evaluations.- Validated that issues identified through the Risk Control Evaluation process and other sources were promptly and.

Chicago, Illinois, US

- Reviewed residential appraisals to ensure reports were completed in an accurate, high-quality manner.- Confirmed appraisals were in compliance with USPAP, Fannie Mae and Freddie Mac, lender and other regulatory requirements.- Coordinated with appraisers for any necessary revisions to appraisal reports, thereby ensuring deadlines were met.

Chicago, Illinois, US

- Completed post-closing quality control audits on loan files to analyze and re-verify all documents used at the time of loan origination and closing, including bankruptcy records, proof of occupancy, credit reports, proof of employment, etc.- Evaluated documents for misrepresentation, fake-ownership details, inaccurate financial status, etc.Interviewed.

Pittsburgh, Pennsylvania, US

- Day-to-day activities primarily focused on consumer and small business banking, including the opening and maintenance of checking and savings accounts.- Performed domestic and international wire transfers.- Trained new bankers in day-to-day branch operations.

Master Of Science - Jurisprudence, Financial Services Compliance

Bachelor Of Business Administration, Business Management