Robin Yeoh Email & Phone Number

Sydney, New South Wales, Australia

- Review and evaluate documentation for new B2B Customer Onboarding in the APAC Region including extensive research into company organisational structures, identity verification and obtaining customer data - Conduct Enhanced Customer Due Diligence (ECDD) for New Accounts in High-Risk Countries- Participated in a KYC Review Project over the course of 2023. Collaborated with overseas teams to develop the processes and guidelines for communication to stakeholders both internally and externally- Constantly staying informed about the latest regulations to ensure the organisation remains compliant and that all practices align with current legal obligations- Ensure all documentation and reporting are maintained ready for internal audit or regulatory review

Sydney, Australia

- Provide compliance advice under current ASIC Regulations to the Principal of the firm. - Update AML/CTF programs in house. - Run compliance meetings to help advisors at the firm manage and mitigate risks and ensure that continuous AFS licensing obligations are met.- Performed KYC and OCDD/ECDD onboarding of a variety of clients

Sydney, Australia

- Analyse and evaluate stocks during the half-yearly earnings and yearly reporting season using a variety of spreadsheets and models. Provide market research and in-house analysis.- Ad-hoc service in-house, filling a variety of roles where necessary - liason with back office bookings, compliance and execution teams to ensure day to day runs smoothly.

International Studies, International Business

Education record