Raymond A Thompson Email and Phone Number
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Raymond A Thompson is a Branch Manager at Prospera Financial Services, Inc. (dba Dorsey & Company) at Prospera Financial. He possess expertise in securities, fixed income, finance, investments, asset management and 10 more skills.
Prospera Financial
View- Website:
- joinprospera.com
- Employees:
- 78
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Branch ManagerProspera Financial Dec 2021 - PresentNew Orleans, Louisiana, United States
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President & CeoDorsey & Company, Inc Aug 2019 - PresentNew Orleans, La -
Sr Vp, Chief Compliance And Operations OfficerDorsey & Company, Inc Jul 1983 - Dec 2021New Orleans, LaDorsey & Company Inc. is a New Orleans based securities firm which, since our founding in 1959, has been serving the needs of multiple generations of Gulf South investors. We provide full service financial and securities services to individual, corporate, and fixed income institutional clients. These services include investment consulting and money management, securities brokerage, personal financial planning services, and insurance.Mr. Thompson has successfully completed SEC/FINRA/NASAA examinations to attain the following registrations:Series 7 Full Registration/General Securities RepresentativeSeries 22 Direct Participation Program RepresentativeSeries 24 General Securities PrincipalSeries 27 Financial and Operations PrincipalSeries 39 Direct Participation Program PrincipalSeries 52 Municipal Securities RepresentativeSeries 53 Municipal Securities PrincipalSeries 57 Securities TraderSeries 63 Uniform Securities Agent State Law ExaminationSeries 65 Uniform Investment Advisor Law ExaminationLouisiana Life, Accident & Health Producer, License #289416Dorsey & Company, Inc. is a member of FINRA and SIPC.
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MemberNational Society Of Compliance Professionals Feb 2001 - PresentThe National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry. NSCP is for compliance, by compliance. NSCP membership provides the financial services professional from the U.S. and Canada with a wide range of resources including a vast network of compliance peers, continuing education to further their knowledge and specialized skills, and regulatory involvement through representation of compliance interests. -
MemberFinancial Planning Association (Fpa) 1983 - PresentThe Financial Planning Association® (FPA®) is the largest membership organization for CFP® professionals in the U.S. and also includes members who support the financial planning process. Working in alliance with academic leaders, legislative and regulatory bodies, financial services firms and consumer interest organizations, FPA helps connect all in our membership through a variety of unique and compelling ways. FPA members are encouraged to adhere to the highest standards of professional competence, ethical conduct and clear, complete disclosure to those they serve. FPA membership consists of CERTIFIED FINANCIAL PLANNER™ professionals, educators, financial services professionals, students and more; FPA is compensation neutral and represents those from diverse backgrounds and business models. FPA's unique network of nationwide chapters encourage professional development and networking on a local level.The Financial Planning Association is headquartered in Denver, Colo. and is governed by a volunteer Board of Directors who are charged with helping the organization reach its strategic goals. FPA’s staff is dedicated to creating an unparalleled membership experience. -
MemberSociety Of Financial Service Professionals 2001 - PresentFor more than 80 years, the Society of Financial Service Professionals has been helping individuals, families, and businesses achieve financial security.With their strong commitment to delivering only those financial products and planning services that are in their clients' best interests, the Society's approximately 11,000 members nationwide are uniquely qualified to assist the public in reaching their future financial goals—today, tomorrow, and into the next millennium. Society members can provide consumers expert assistance with: estate, retirement and financial planning; employee benefits; business and compensation planning; and life, health, disability, and long-term care insurance.Society members have earned recognized professional credentials in the financial services industry, or are working towards attaining a professional credential.
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District 5 / South Region Committee MemberFinra (Financial Industry Regulatory Authority) Jan 2018 - Nov 2018New Orleans, La -
Secretary/Road CaptainJow, Llc May 2010 - May 2017
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District 5 Committee MemberFinancial Industry Regulatory Authority (Finra) Jan 2016 - Dec 2016New Orleans, La
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Past President & MemberNew Orleans Scottish Rite Foundation, Inc. 2007 - 2016New Orleans, La501c(3) Charitable Organization
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MemberCity Of Harahan, Board Of Adjustments And Appeals 2008 - 2014Harahan, La
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District 5 Committee MemberFinancial Industry Regulatory Authority (Finra) Jan 2010 - Dec 2013New Orleans, La
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Past DirectorRoj, Court #36 Jan 2009 - Dec 2009New Orleans, La
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MemberCity Of Harahan, Planning And Zoning Commission 2005 - 2008Harahan, La
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ConsultantAlario & Associates 1977 - 1983New Orleans, LaEngaged in the offshore marine industry; MARAD Title XI Ship Financing, EX-IM Bank, U.S. Customs and Coast Guard regulatory matters; Offshore tug, supply boat and river barge financing
Raymond A Thompson Skills
Raymond A Thompson Education Details
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Business -
Sam Barthe High School, Metairie, La
Frequently Asked Questions about Raymond A Thompson
What company does Raymond A Thompson work for?
Raymond A Thompson works for Prospera Financial
What is Raymond A Thompson's role at the current company?
Raymond A Thompson's current role is Branch Manager at Prospera Financial Services, Inc. (dba Dorsey & Company).
What is Raymond A Thompson's email address?
Raymond A Thompson's email address is rt****@****yco.com
What is Raymond A Thompson's direct phone number?
Raymond A Thompson's direct phone number is +150459*****
What schools did Raymond A Thompson attend?
Raymond A Thompson attended Louisiana Tech University, Sam Barthe High School, Metairie, La.
What skills is Raymond A Thompson known for?
Raymond A Thompson has skills like Securities, Fixed Income, Finance, Investments, Asset Management, Risk Management, Strategic Planning, Mutual Funds, Series 7, Financial Services, Wealth Management, Portfolio Management.
Who are Raymond A Thompson's colleagues?
Raymond A Thompson's colleagues are Eric Corder, Jemma J., Carley O., Timothy Eldridge, Kathryn James, Mitchell Randall, John Stein.
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Raymond A. Thompson
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Raymond A. Thompson
Rechtsanwalt Und Notar A. D. , Fachanwalt Für Miet- Und WohnungseigentumsrechtBerlin Metropolitan Area1ran-thompson.de
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