Ruby Mai Email & Phone Number

Financial Adviser

Brisbane, Queensland, Australia

Brisbane, Australia

Conducting pre-qualify calls with the clients from the leads generated by referral partnersUndertaking clients appointments to understand their needs and providing tailored advice Proactively participating in training with branch staffs and business partners to help them to identify the customers needs by engaging in meaningful conversationsAssisting clients with providing comprehensive quality advice either to help them to protect and growth their wealth, restructure their investments to receive tax and Centrelink advantages or planning for their dream retirement Incorporating financial planning software like Xtool and Xtool plus to determine the most suitable strategy by modelling different scenariosImplementing the SOAs and following on necessary tasks to finalise the clients fileGenerating ROA using Xplan after the annual review conducted Monitoring ongoing service clients with their Opt in and FDS

Melbourne, Australia

As a financial planner associate, I work closely with the practice principal/ senior adviser to develop the most suitable strategy to help the clients to optimise their financial positions. We are passionate about clients achieving their financial freedom and we provide a wide range of financial services to meet these diverse needs. Advice areas including super, personal insurance, business successful planning, budgeting, growing wealth and managing debt. We especially specialise on retirement planning, investment portfolio management, gearing, Centrelink advice and aged care

Brisbane City, Queensland, Australia

Obtaining appointments from a list of AMP policyholders from prospecting phone calls Conducting meetings with clients and drive sales through effective clients engagement Performing all products research, comparison, preparing best interest duty documents and producing fully compliant advice pieces including SOAs and ROAs.Providing tailored financial plans to suit each individual needs including cash flow and budgeting, debt management, super, investments, insurances and estate planning.Presenting statement of advice documents in a compelling way which leads to sales. Implementing the financial plans

Brisbane Cbd

Conduct researches and comparisons in preparation of the advice documents.Assist the senior advisers in the formulation of appropriate strategies for the client from information and instructions provided by planners.Review and research individual client needs, investment strategies and risk profilesSend off the para planning requestsProduce compliant financial plans and Record of Advice (ROA) documentsWhere required implementation of advice strategies on platformsMaintain a high level of compliance to ASIC guidelines as outlined within the Professional Standards ManualResponsible in issuing Fee Disclosure Statements and Opt in notice paperwork

Bowen Hills, Queensland, Australia

• Assisting in maintaining client’s database • Assisting in preparing SOA and ROA • Assist the team in general administration duties including scanning, filing, processing client correspondence and all around office support.• Processing of clients’ insurance information • Liaising with fund managers and insurance providers on behalf of clients.

Master'S Degree, Business/Commerce, General

Applied Finane

Diploma, Financial Planning And Services

RG 146 compliant

Bachelor'S Degree, International Relations And Affairs

Self Managed Super Fund Advisor Certificate

Self managed super fund

Bridging Course, Ethics & Professionalism

Financial Adviser Exam June 2020

FASEA exam-PASS

Bridging Course- Client Engagement Skills

Certificate, Financial Planning And Services

Graduate Diploma Of Financial Planning