Rue Shen Lee Email & Phone Number

Advice documents preparation and managementIntelliflo SME

Brisbane, Queensland, Australia

Redcliffe, Queensland, Australia

Brisbane, Queensland, Australia

• Prepare advice on retirement planning, inter-generational wealth transfer, risk management, tax efficient investment strategies for income or growth needs, and broad range of superannuation strategies to help clients in achieving their financial and lifestyle objectives.•Best Interest Duty Documentation (BID) • Construct succinct and compliance Statement of Advice, financial modelling and strategy development.• Identify areas of planning and obtain the information necessary to… Show more • Prepare advice on retirement planning, inter-generational wealth transfer, risk management, tax efficient investment strategies for income or growth needs, and broad range of superannuation strategies to help clients in achieving their financial and lifestyle objectives.•Best Interest Duty Documentation (BID) • Construct succinct and compliance Statement of Advice, financial modelling and strategy development.• Identify areas of planning and obtain the information necessary to compile financial cash flow forecast• Conduct periodic internal audits to ensure compliance procedures are being met • Use X-plan software to construct strategy recommendations• Undertake research to identify suitable solutions to meet the clients’ needs• Prepare comparisons and draft strategy recommendations • Use technical tools like MorningStar, Iress, Excel, Midwinter and Xplan to monitor investment performance, and review investment plans based on changes in markets.• Maintain a strong knowledge of investment markets and products including direct equities, managed funds or portfolio and ETF's to find appropriate investment solutions.• Work extensively in an integrated team environment with global wealth management professionals on providing bespoke investment solutions for our clients. Show less

Brisbane, Australia

• Liaise with internal and external stakeholders to ensure correct documents and funding is obtained for applications, redemptions and transfers• Manage approvals and instruct external registries for super funds research• Data entry and maintenance of records within Salesforce, MidWinter & Xplan for the investor and adviser database• Provide assistance and information to investors and advisors via phone, mail or email• Manage internal inboxes distributing and actioning all… Show more • Liaise with internal and external stakeholders to ensure correct documents and funding is obtained for applications, redemptions and transfers• Manage approvals and instruct external registries for super funds research• Data entry and maintenance of records within Salesforce, MidWinter & Xplan for the investor and adviser database• Provide assistance and information to investors and advisors via phone, mail or email• Manage internal inboxes distributing and actioning all correspondence as necessary• Liaise with investors and advisers on updating change of details• Assist with capital raising by phone/appointment where applicable• Ensure all applications and redemptions are submitted within cut-off times to the registry provider• Follow up advisers and investors to action the payment of withheld distributions• Assist the Retention Team with general administration tasks including beneficiaries nomination, returned mail, filing and archiving Show less

Sandgate, Queensland, Australia

Manage day to day administrative duties such as data such as closing files once completed, setting up new insurance policies by organizing the correct forms, details and signatures required and implementing until in forceOpening and maintaining new superannuation funds investment optionsI worked closely with the Financial Director and Partner to develop appropriate financial plans forconduct client meeting and conduct reviews of clients’ financial goals Prepare and… Show more Manage day to day administrative duties such as data such as closing files once completed, setting up new insurance policies by organizing the correct forms, details and signatures required and implementing until in forceOpening and maintaining new superannuation funds investment optionsI worked closely with the Financial Director and Partner to develop appropriate financial plans forconduct client meeting and conduct reviews of clients’ financial goals Prepare and finalize documentation of SOA’s and ROA’sI also helped with the businesses social media strategy, helping the principal to film financial planning videos and interviews. One of these videos is currently on the web page. Show less

Salisbury, Queensland, Australia

Analysis of competition and strategy; created workout plans, analyzed competition's event profiles in Team Manager and Meet Manager Instructed athletes on proper techniques of training and motivate to push themselves beyond their expectationsMentored, motivated, and managed over 100 swimmers ages 3 to 18

Coordinated nation-wide recruiting efforts while maintaining communication with admissionsRecruited potential candidates for position in sites

Cfa Level 1, Banking, Corporate, Finance, And Securities Law

Road to becoming a Chartered Financial Analyst.

Bachelor Of Commerce - Bcom, Finance, General

Bachelor Of Commerce - Bcom, Business Finance

A Levels, Biology/Biological Sciences, General