• Updation of documentation of business processes and Risk control matrix• Develop & execute test plan for Entity level controls, IT General Controls & Business Process controls• Identification and remediation plan for exceptions / deficiencies• Review results with Head – Internal Audit, Business process owners

• Executed Healthcare Compliance program in accordance with FCPA requirements and internal guidelines• Supported ethical decision-making to business teams• Conducted training for Company employees• Interacted with internal / external auditors

• Manager - SOX Compliance - Managed and lead team of two members in the SOX Compliance department of the Finance function:o Prepared SOX documentation viz. flowcharts, risk control matrix (RCM) etc.o Identified key controls, assessed controls for design deficiencies, and updated process. o Scheduled testing of operating effectiveness in compliance with tests plans. o Detected operating deficiencies and proposed ways to remediate control failures. o Identified mitigating controls to minimize risk exposures. • Manager – Accounts - Managed and lead team of three members in the Finance & Accounts department: o Monthly preparation and closure of financial statements under Indian GAAPo Internal and external monthly reportingo Liaised with internal and external auditors • Manager – Expense planning and management - Managed and lead team of two members in the Expense planning and management department of the Finance function: o Managed and monitored expenses for operations, administration and infrastructure, branch operations, underwriting and claims departmento Prepared budget at the beginning of the financial yearo Reporting and in depth analysis of the expenses on a monthly basiso Discussions with the senior management on a monthly basis

• Statutory audit as per Indian GAAP based on global Ernst & Young audit methodology, Tax audit, and Quarterly reviews• Reporting under International Financial Reporting Standards (IFRS) and US GAAP • International assignmento Worked at Ernst & Young, LLP (USA) on a Global exchange program as a Senior for 5 monthso Performed procedures on Sarbanes Oxley Act (SOX) & statutory audit for Wal-Mart Stores, Inc, USA under US GAAP