Russell Grimaldi Email & Phone Number

Over 17 years of experience as an attorney and compliance officer in the financial industry, primarily counseling registered investment advisers on the management of hedge funds, mutual funds, private equity funds, ETFs, separate accounts, and European UCITS.While generally focused on traditional asset management, I am also actively involved in institutional investments related to cryptocurrencies and other digital assets.

Listed skills include Hedge Funds, Securities, Securities Regulation, Finra, and 45 others.

• 

  Chief Compliance Officer

  Horizon Kinetics Llc

  Oct 2005 - Present - New York, Ny, Us

  Russ joined the Firm in 2005 and currently serves as the Chief Compliance Officer and Associate General Counsel. He oversees the Firm's compliance program and supports all legal and regulatory functions. Russ has significant experience with the rules and regulations governing the investment management industry and is a member of several of the Firm's executive operating committees. He is also licensed with FINRA. Horizon Kinetics LLC, located at 470 Park Avenue South, New York, NY, is parent company to several subsidiary U.S. registered investment advisers and broker-dealers, which manage a variety of investment products, including mutual funds, hedge funds, retail and institutional separate accounts, and European UCITS. The firm is primarily a traditional value manager, but it also pursues investments in the cryptocurrency and digital asset space. As of May 31, 2018, the firm had approximately $6.5 billion in assets under management.www.horizonkinetics.comwww.kineticsfunds.com