Lead teams in two US locations with dotted line oversight of another in India responsible for the firm's account reconciliation services. Includes balancing a national network of check deposit banks, check disbursement, wire, ACH and foreign currency transactions along with domestic and foreign local depository account reconciliation.

Led team of 13 in two locations (NJ & TX) responsible for identifying discrepancies between the firm’s books and records and associated mutual fund, depository, and bank accounts including general securities, cash and foreign currency. Reconciled asset market value exceeded $1.3 trillion in mutual funds, $1.3 trillion in depositories and $27 billion in FDIC insured bank accounts. Mutual fund custody models reconciled included NSCC Networking level 3, Omnibus, Sub-accounting and core sweep… Show more Led team of 13 in two locations (NJ & TX) responsible for identifying discrepancies between the firm’s books and records and associated mutual fund, depository, and bank accounts including general securities, cash and foreign currency. Reconciled asset market value exceeded $1.3 trillion in mutual funds, $1.3 trillion in depositories and $27 billion in FDIC insured bank accounts. Mutual fund custody models reconciled included NSCC Networking level 3, Omnibus, Sub-accounting and core sweep (money market and FDIC insured). Supported regulatory, external and internal audits, including FINRA, SSAE16 and FICCA. Crafted and maintained operational and written supervisory procedures. Show less

Managed team of 22 responsible for check deposit float management, bank account opening and closing, wire and ACH exception processing and payment investigations. Concentrated daily check deposits of $400 million across 450 locations, administered $16 million in annual bank fee payments and supported $7 billion in annual wire receipt exceptions.

Led two teams totaling 32 (19 AI & 13 MF Recon) providing complete Alternative Investment servicing, including new asset review and implementation, subscription, redemption, distribution, transfer, reconciliation and customer service for introducing broker-dealers, RIA's and Family Office clients along with mutual fund reconciliation services. PRIOR RELEVANT EXPERIENCEFidelity InvestmentsDirector / Manager / Section Manager, Mutual Fund DividendsSection Manager, Stock… Show more Led two teams totaling 32 (19 AI & 13 MF Recon) providing complete Alternative Investment servicing, including new asset review and implementation, subscription, redemption, distribution, transfer, reconciliation and customer service for introducing broker-dealers, RIA's and Family Office clients along with mutual fund reconciliation services. PRIOR RELEVANT EXPERIENCEFidelity InvestmentsDirector / Manager / Section Manager, Mutual Fund DividendsSection Manager, Stock Dividends and Mortgaged Back Securities P&IBusiness Analyst Show less