Russell Finkelstein Email and Phone Number
Owner, Chief Executive OfficerRussell has over 40 years experience in the financial services industry specifically in the areas ofAccounting and Compliance. A graduate of Pace University in New York in Accounting, Russell hasspent many years as an auditor, accountant and compliance examiner which has given him the skillsand expertise to own and lead a firm and it's clients to financial success.Starting in the Accounting department of a major Wall Street firm in 1977, Russell's experience grewto where in 1988 he joined the National Futures Association, a U.S. contracted regulatory agency, as anauditor. After 7 years with that agency, he branched out to the private sector as a compliance officerfor a few small to mid-sized financial services companies in a few different countries around the world.After 40 years of doing things successfully and the right way, Russell decided it was time to start hisown company and do things exactly the same way he's always done them before.
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Chief Executive OfficerGrand Cayman Capital Oct 2019 - PresentFloreal, Republic Of Mauritius, MuGrand Cayman Capital Is an investment dealer that delivers a personalized experience for our broker and high net worth clients. We offer dynamic investment solutions and tools designed for investors and traders who want to make the most of the volatile global markets. As an offshore clearing firm, we attract a diverse array of clients from all over the world. Providing custom client-focused service is at the core of what we do.
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Financial AnalystFirst Data Corporation Sep 2016 - PresentBrookfield, Wisc., UsPrepare financial and business-related reports and research in such areas as financial and expense performance for the billing and invoicing to the firm's wholesale outlets.Analyzes trends in the revenues, expenses and volumes of those revenues and expenses for those outlets.Conduct and document complex financial trend analysis. Assist in the development of businesspolicies, conduct special financial and business-related studies and takes ownership of assignedcoverage areas.Identify opportunities and solutions for process improvement within the scope of work.Heavy use of Microsoft Excel, Access and SQL Server. -
Internet Sales ConsultantAl Hendrickson Toyota Scion Mar 2009 - Sep 2016Coconut Creek, Fl, UsFollowing up with potential customers on a continuous basis to try to bring them in with an appointment. Also following up with customers who bought a vehicle to make sure they were completely satisfied with their purchase and have any questions or concerns. -
Financial/Compliance Operations ManagerWellington.Group Jul 2002 - Feb 2009Newport Beach, California, UsManaged the daily activities of all the salespeople relating to the customers’ investment accounts.Responsible for the accounting and bookkeeping for all customer monies including receipts anddisbursements, and any problems or discrepancies related to them.Responsible for the payroll to commission employees. Ensure that all commissions are properlycalculated and accounted for, research any discrepancies and make any adjustments necessaryto ensure the proper amounts are paid.Established and now manage the compliance program for this international investment firm. Thisinvolved the handling of all customer complaints and ensuring that there are controls andprocedures in place to monitor the solicitation activities of the salespeople. -
Financial/Compliance Operations ManagerCapital Management International Jun 1997 - Jun 2002Managed the daily activities of all the salespeople relating to the customers’ investment accounts.Responsible for the accounting and bookkeeping for all customer monies including receipts anddisbursements, and any problems or discrepancies related to them.Responsible for the payroll to commission employees. Ensure that all commissions are properlycalculated and accounted for, research any discrepancies and make any adjustments necessaryto ensure the proper amounts are paid.Established and now manage the compliance program for this international investment firm. Thisinvolved the handling of all customer complaints and ensuring that there are controls andprocedures in place to monitor the solicitation activities of the salespeople.
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Director Of ComplianceAmerican Futures Group Jan 1995 - Jun 1997Established a compliance program for the firm of receiving and responding to all customercomplaints and regulatory inquiries.Administered internal audits of the firm’s branches and introducing brokers. These audits were ofboth a financial and compliance nature. To ensure that the branches and introducing brokerswere conducting their business in accordance with the firm’s policies and procedures as well as allfederal government rules and regulations.Updated and incorporated changes into the firm's Policy and Procedures manual. -
In-Charge AuditorNational Futures Association May 1989 - Dec 1994Chicago, Il, UsSupervised, reviewed, and conducted financial and compliance audits of member firms. Audits included extensive financial statement analysis and sales practice surveillance in order to ensure employee compliance with regulatory rules and the member's internal controls.Prepared reports summarizing the audit findings and investigative reports for possible disciplinary proceedings.The audits conducted involved reviewing a firm’s full accounting records including all receipts/ disbursements, receivables, payables, accrual methods, general ledgers, bank accounts and the resulting preparation of balance sheets and income statements. -
Margin ClerkPaine Webber Aug 1985 - May 1988UsResponsibilities included margining customer accounts, preparing journal entries for cash andposition movements, and daily correspondence with branches and brokers to investigate andresearch outstanding issues. -
Margin ClerkPrudential Bache Securities Agencias De Valores Sa Aug 1982 - Apr 1985Responsibilities included margining customer accounts, preparing journal entries for cash andposition movements, and daily correspondence with branches and brokers to investigate andresearch outstanding issues.
Russell Finkelstein Education Details
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Pace UniversityAccounting -
Kingsborough Community CollegeA.A.S. In Accounting
Frequently Asked Questions about Russell Finkelstein
What company does Russell Finkelstein work for?
Russell Finkelstein works for Grand Cayman Capital
What is Russell Finkelstein's role at the current company?
Russell Finkelstein's current role is Chief Executive Officer at Grand Cayman Capital.
What schools did Russell Finkelstein attend?
Russell Finkelstein attended Pace University, Kingsborough Community College.
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