Ryan Farrugia Email & Phone Number

Malta

• Define risk documentation for prospective clients, such as risk and valuation policy• Assist clients defining risk limits• Conduct ongoing checks on trading data and risk limit calculations• Conduct client monitoring meetings• Set up trading counterparties• Engage with the clients' service providers• Conduct regulatory surveillance and reporting• Review and approval of clients' NAV• Complete DDQs and KYC documents requested by counterparties• Assist in… Show more • Define risk documentation for prospective clients, such as risk and valuation policy• Assist clients defining risk limits• Conduct ongoing checks on trading data and risk limit calculations• Conduct client monitoring meetings• Set up trading counterparties• Engage with the clients' service providers• Conduct regulatory surveillance and reporting• Review and approval of clients' NAV• Complete DDQs and KYC documents requested by counterparties• Assist in writing the company's Business Continuity Plan Show less

Malta

• Analysis of market abuse flags on various surveillance technology systems• Review of historical FCA and SEC market abuse charges• Assisted in creating market abuse policies

Malta, London

• Review of clients' investment process, risk management process, strategy complexity and operational arrangements. • Oversight of multiple trading units through a whole range of investment management strategies. • Monitoring AIF and MIFID clients' trading activities on a daily basis, including risk/trading limits. This includes timely documentation and communication of the ongoing monitoring, performed on trading books.• Documenting internal and external risk reports with focus on… Show more • Review of clients' investment process, risk management process, strategy complexity and operational arrangements. • Oversight of multiple trading units through a whole range of investment management strategies. • Monitoring AIF and MIFID clients' trading activities on a daily basis, including risk/trading limits. This includes timely documentation and communication of the ongoing monitoring, performed on trading books.• Documenting internal and external risk reports with focus on risk management and operations.• Regulatory reporting of statutory data, such as Short Selling Reporting and other filings required by the AIFM Directive, as per ESMA requirements.• Regular attendee in internal and external meetings, both in London and Malta, such as internal committees and client investment committees.• Analysis of market abuse flags.• Review and approving NAV packs.• Train and mentor new employees. Show less

Malta, London

• Review of clients' investment process, risk management process, strategy complexity and operational arrangements. • Oversight of multiple trading units through a whole range of investment management strategies. • Monitoring AIF and MIFID clients' trading activities on a daily basis, including risk/trading limits. This includes timely documentation and communication of the ongoing monitoring, performed on trading books.• Documenting internal and external risk reports with focus on… Show more • Review of clients' investment process, risk management process, strategy complexity and operational arrangements. • Oversight of multiple trading units through a whole range of investment management strategies. • Monitoring AIF and MIFID clients' trading activities on a daily basis, including risk/trading limits. This includes timely documentation and communication of the ongoing monitoring, performed on trading books.• Documenting internal and external risk reports with focus on risk management and operations.• Regulatory reporting of statutory data, such as Short Selling Reporting and other filings required by the AIFM Directive, as per ESMA requirements.• Regular attendee in internal and external meetings, both in London and Malta, such as internal committees and client investment committees.• Analysis of market abuse flags.• Reviewing and approving NAV packs. Show less

Malta, London

• Assist in the set-up of the Governance Risk Compliance (GRC) Operations Unit within the company, with responsibilities including completing due diligence questionnaires and setting up brokers.

Malta

• Compiling the Group's Financial Statements and writing the Annual Report.• Reporting Statutory Returns (FINREP and Banking Rule BR06) to the Regulatory Authorities (Central Bank of Malta and Malta Financial Services Authority).• Researching and Writing reports as requested by the Finance Manager, such as understanding the role of finance units within banks.• Coordinating the Bank's Business Continuity Management, including:i) Understanding the processes of the Bank's critical… Show more • Compiling the Group's Financial Statements and writing the Annual Report.• Reporting Statutory Returns (FINREP and Banking Rule BR06) to the Regulatory Authorities (Central Bank of Malta and Malta Financial Services Authority).• Researching and Writing reports as requested by the Finance Manager, such as understanding the role of finance units within banks.• Coordinating the Bank's Business Continuity Management, including:i) Understanding the processes of the Bank's critical activities in order to create business continuity strategies, ii) Presenting information to the Executive Management, iii) Writing the Business Continuity Plan (BCP), approved by the Board of Directors. Show less

Malta

• Handling of clients, both in person and over the phone.• Handling of intermediaries by offering technical support to the company's TIIs and Brokers.• Giving out quotations, accepting insurance risk, issuing and renewing policies.• Authorisation of transactions exceeding intermediaries’ limits.• Responsible for the cash closing of day.

Master’S Degree, Investment & Finance, Merit

Course content includes the following Study Units: • Principles of Finance • Accounting & Financial Analysis • Quantitative Methods.

Postgraduate Certificate, Finance, General

The Mechanics of Private Equity Course Content: Unit 1 – Fundamentals of private equity and venture capital Unit 2 – Investment process.

Bachelor Of Commerce (B.Com.), (Hons.) Insurance And Finance (Melit.), Second Upper

Activities and Societies: Visit to London Insurance Market including Lloyd's