Ryan Farrugia Email & Phone Number

Malta

• Define risk documentation for prospective clients, such as risk and valuation policy
• Assist clients defining risk limits
• Conduct ongoing checks on trading data and risk limit calculations
• Conduct client monitoring meetings
• Set up trading counterparties
• Engage with the clients' service providers

Malta

• Analysis of market abuse flags on various surveillance technology systems
• Review of historical FCA and SEC market abuse charges
• Assisted in creating market abuse policies

Malta, London

• Review of clients' investment process, risk management process, strategy complexity and operational arrangements.
• Oversight of multiple trading units through a whole range of investment management strategies.
• Monitoring AIF and MIFID clients' trading activities on a daily basis, including risk/trading limits. This includes timely documentation and communication of the ongoing monitoring, performed on trading books.
• Documenting internal and external risk reports with focus on… Show more
• Documenting internal and external risk reports with focus on risk management and operations.
• Regulatory reporting of statutory data, such as Short Selling Reporting and other filings required by the AIFM Directive, as per ESMA requirements.

Malta, London

• Review of clients' investment process, risk management process, strategy complexity and operational arrangements.
• Oversight of multiple trading units through a whole range of investment management strategies.
• Monitoring AIF and MIFID clients' trading activities on a daily basis, including risk/trading limits. This includes timely documentation and communication of the ongoing monitoring, performed on trading books.
• Documenting internal and external risk reports with focus on… Show more
• Documenting internal and external risk reports with focus on risk management and operations.
• Regulatory reporting of statutory data, such as Short Selling Reporting and other filings required by the AIFM Directive, as per ESMA requirements.

Malta, London

• Assist in the set-up of the Governance Risk Compliance (GRC) Operations Unit within the company, with responsibilities including completing due diligence questionnaires and setting up brokers.

Malta

• Compiling the Group's Financial Statements and writing the Annual Report.
• Reporting Statutory Returns (FINREP and Banking Rule BR06) to the Regulatory Authorities (Central Bank of Malta and Malta Financial Services Authority).
• Researching and Writing reports as requested by the Finance Manager, such as understanding the role of finance units within banks.
• Coordinating the Bank's Business Continuity Management, including:i) Understanding the processes of the Bank's critical… Show more
• Coordinating the Bank's Business Continuity Management, including:i) Understanding the processes of the Bank's critical activities in order to create business continuity strategies, ii) Presenting information to the.

Malta

• Handling of clients, both in person and over the phone.
• Handling of intermediaries by offering technical support to the company's TIIs and Brokers.
• Giving out quotations, accepting insurance risk, issuing and renewing policies.
• Authorisation of transactions exceeding intermediaries’ limits.
• Responsible for the cash closing of day.

Master’S Degree, Investment & Finance, Merit

Course content includes the following Study Units: • Principles of Finance • Accounting & Financial Analysis • Quantitative Methods of.

Postgraduate Certificate, Finance, General

The Mechanics of Private Equity Course Content: Unit 1 – Fundamentals of private equity and venture capital Unit 2 – Investment process.

Bachelor Of Commerce (B.Com.), (Hons.) Insurance And Finance (Melit.), Second Upper

Activities and Societies: Visit to London Insurance Market including Lloyd's