Ryan Hooper Email & Phone Number

Melbourne, Vic, Au

Melbourne, Victoria, Australia

Responsible for ensuring financial advice practices are conducting business in full compliance of with all national laws and regulations, involving the creation, review and implementation of policies and procedures and best practices.

Melbourne, Victoria, Australia

• Develop the operationalization of a new practice funds recoveries process,• Identify opportunities for improvement to the function,• Understand business priorities, the external environment and the objectives of key stakeholders,• Business acumen with the ability to understand internal and external business drivers and commerciality in decision-making,• Management of recovery pipeline to ensure payment arrangements agreed are being met,• Engagement with key stakeholders… Show more • Develop the operationalization of a new practice funds recoveries process,• Identify opportunities for improvement to the function,• Understand business priorities, the external environment and the objectives of key stakeholders,• Business acumen with the ability to understand internal and external business drivers and commerciality in decision-making,• Management of recovery pipeline to ensure payment arrangements agreed are being met,• Engagement with key stakeholders such as legal, the licensee and governance,• Analytical and problem solving skills to identify key issues and cause-effect relationships,• Ability to influence stakeholders to achieve fair and equitable outcomes, and• Ability to juggle competing priorities in a high-pressure environment. Show less

Melbourne, Victoria, Australia

• Applying coaching and business review frameworks to improve the controls and delivery effectiveness within Advice Practices,• Detailed knowledge of key industry obligations, including: Best interest duty, AML/ KYC, Fee for service,• Advanced knowledge and understanding of core advice strategies and the advice process,• Supporting the deployment and embedding of changes to policy, process, technology and tools,• Providing ongoing insights and feedback to inform the content and… Show more • Applying coaching and business review frameworks to improve the controls and delivery effectiveness within Advice Practices,• Detailed knowledge of key industry obligations, including: Best interest duty, AML/ KYC, Fee for service,• Advanced knowledge and understanding of core advice strategies and the advice process,• Supporting the deployment and embedding of changes to policy, process, technology and tools,• Providing ongoing insights and feedback to inform the content and prioritisation of work programs and achieve ongoing process improvement,• Development of coaching and training materials,• Apply agreed coaching frameworks and tools to guide Practices and Advisers to understand their obligations to support a client-led and simpler growth-oriented business,• Provide regular and effective communication updates from the business to Practices and Advisers and support change deployment by assisting with required training and/or coaching as required, in one on one or group learning sessions, • Travel to provide onsite support to adviser network (as required), and• Coaching and adult training with a demonstrated confidence in facilitating individual and group learning activities Show less

Melbourne, Victoria, Australia

• Assistance in understanding compliance requirements within the advice process,• Promoting the use of tools and technology to drive efficiencies within advice practices,• Diagnosing the underlying cause of the audit rating outcome,• Developing an action plan to address the underlying cause,• Bringing together like advice practices to address topics, promote discussion and introduce solutions to issues that are top of mind for the group,• Covering obligations within the… Show more • Assistance in understanding compliance requirements within the advice process,• Promoting the use of tools and technology to drive efficiencies within advice practices,• Diagnosing the underlying cause of the audit rating outcome,• Developing an action plan to address the underlying cause,• Bringing together like advice practices to address topics, promote discussion and introduce solutions to issues that are top of mind for the group,• Covering obligations within the advice process and an awareness of tools and support,• Compliance webinars covering changes to policies and how this affects advice practices,• Boost efficiency and reduce costs by using tools and technology,• Identify the true root causes of compliance gaps and develop corrective action plans,• Coaching and adult training experience with a demonstrated confidence in facilitating individual and group learning activities, and• Travel to provide onsite support to adviser network (as required). Show less

Melbourne Area, Australia

• Supports advisers and paraplanners through coaching the practical application of regulatory and policy framework to deliver advice that is in the best interest of clients,• Identify advisers exposing the business to regulatory risk, and• Implementation of risk mitigants such as further training or document rework.

Melbourne, Victoria, Australia

• Complete Statements of Advice (SoA), Records or Advice (RoA), strategy papers and financial modelling,• Prepare complex advice strategies, including: SMSF, aged care, gearing and margin lending,• Understand industry updates and changes, and• Complete compliance reviews.

Sydney, New South Wales, Australia