Ryan Loke Email & Phone Number

Singapore

- Leads and manages global and regional front-to-back reviews of the Global Broking, Energy & Commodities Broking and Agency Execution businesses, covering key processes operating within the Front Office, Operations, Risk, Compliance and Finance functions.- Manages the execution of thematic reviews driven by risk assessments, management requests and regulatory requirements.- Supports GIA COO in various activities including development of management information to continuously monitor and improve the global team's performance, annual risk assessments & audit universe reviews and implementation of process and system enhancements to improve quality and efficiency of audit processes.

Singapore

- Team led multi-location regional and global reviews of Markets and Investment Banking businesses, with coverage of front-to-back processes and adherence with key regulatory obligations.- Achieved Outperformance ratings in all peformance reviews.

Singapore

- Team led regional and global reviews of the Financial Markets business, including front-to-back assessments of FX, Rates, Credit and Commodities Sales & Trading desk processes.- Assessed business adherence with key regulations such as the Volcker Rule, Market Abuse Regulations, EU EMIR Margin Rule amendments.- Obtained Outperformance ratings in all performance reviews, achieving three promotions within two years with the firm.- Identified as a High Potential (HIPO) employee.

- Led and participated in financial and control reviews of financial services clients; key clients being global banks, with scope focus on Treasury & Markets processes.- Achieved highest performance ratings in all performance reviews.- Identified for the firm's Top Hires Program.