Director And Managing Counsel
Pennington, Nj
Partner and advise with respect to legal, contractual, and regulatory issues related to the servicing of internal and external clients, including, but not limited to, drafting and negotiation of customer SaaS master services agreements and related product schedules, vendor agreements, service level agreements, and non-disclosure agreements. Advise with respect to information technology, federal, state and international privacy issues, information security, risk management, and project prioritization. Advise executive management in connection with the development of new SaaS products and services and the integration/reorganization of lines of business. Develop, maintain, and update client contract templates and provide related training to relationship managers and sales personnel. Serve as primary domestic subject matter expert within the Pershing Legal Department with respect to the European Union Global Data Protection Regulation and the California Consumer Privacy Act. Serve as Pershing Legal Department liaison to the BNY Mellon Digital Asset Council. Review incident reports and root cause analyses, marketing collateral, and responses to requests for information and requests for proposals. Assist in responses to requests from regulators. Member of the BNY Client Data Use Legal Pod, BNY Technology Practice Group, and Pershing Risk Management Council. Provide primary or substantial legal support to the following lines of business:Pershing X, Inc.: Provides SaaS applications for investment advisory, financial planning, wealth reporting, data warehouse, document management, and sales practice monitoring applications to broker dealers and registered investment advisers. Pershing LLC: Provides securities clearing and related technology services to broker dealers and investment advisers.Intermediary Analytics: Provides SaaS applications for investment company business intelligence, subadviser certification, and mutual fund compliance dashboard functionality.
