Partner, Government Enforcement And White Collar Crime
CurrentMy representations have included:• global financial institutions in federal, state and regulatory investigations concerning potential violations of U.S. sanctions laws;• foreign financial institutions and senior executives in cross-border tax investigations;• senior executives at foreign financial institutions in cross-border tax investigations;• a senior executive of a public company in a federal securities fraud prosecution and related civil proceedings;• an alleged “tipper” in a federal insider trading prosecution;• a hedge fund employee in a federal insider trading investigation;• an asset management firm in federal and state insider trading investigations;• a news organization in federal and state insider trading investigations;• board members of a private holding company in an FCPA investigation;• a financial institution in a state bribery investigation;• a foreign financial institution in a state investigation concerning mortgage-backed securities;• a senior executive of a public company in a stock options backdating prosecution; and• an audit committee in civil and criminal investigations into its company’s accounting practices.