Ryan Lambuth Email & Phone Number
@assetmark.com
1 phone found area 800
LinkedIn matched
Who is Ryan Lambuth? Overview
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Ryan Lambuth is listed as VP, Compliance Shared Services - CCO, AssetMark Brokerage™, LLC at AssetMark, based in Los Angeles Metropolitan Area, United States. AeroLeads shows a work email signal at assetmark.com, phone signal with area code 800, and a matched LinkedIn profile for Ryan Lambuth.
Ryan Lambuth previously worked as VP, Corporate Compliance - CCO, AssetMark Brokerage™, LLC at Assetmark and Sr. Branch Auditor at Securities America, Inc. Member Finra/Sipc. Ryan Lambuth holds Bachelor, Business Administration - Finance from California State University - East Bay.
Email format at AssetMark
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AeroLeads found 2 current-domain work email signals for Ryan Lambuth. Compare company email patterns before reaching out.
About Ryan Lambuth
A strong and driven compliance leader with a rich and diverse compliance background spanning over 18 years. A former regulator who understands the regulatory landscape, has built world-class compliance programs, and leads compliance teams through unique player/coach leadership style. A compliance leader with a proven track record of adding value to the firm by identifying systematic risks, and implementing time-tested and purpose-built strategies to mitigate and manage risk.AssetMark is a NYSE listed company (symbol: AMK) that helps financial advisors grow great businesses. Learn more about Assetmark at www.assetmark.com
Listed skills include Mutual Funds, Securities, Series 7, Finra, and 10 others.
Ryan Lambuth's current company
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Ryan Lambuth work experience
A career timeline built from the work history available for this profile.
Vp, Corporate Compliance - Cco, Assetmark Brokerage™, Llc
• Lead corporate compliance organization• Lead broker-dealer organization • Lead various compliance programs for investment adviser organization• Provide compliance guidance to senior/executive management • Sit on various governance committees
Sr. Branch Auditor
• Managed Western Region branch audit schedule• Conducted branch/OSJ audits and assessed risk and compliance in the following areas: supervision, customer complaints, registration, outside business activities, outside accounts, advertising, correspondence, privacy policies, continuing education, securities and funds blotters, sales practice and suitability and internal control issues• Made compliance recommendations to management when risk areas were detected• Key player in creating a robust, risk-based and relevant audit program• Designed and led Brecek & Young’s 2008 internal corporate audit• Performed various ad hoc projects for the Chief Compliance Officer such as: • Review of firm’s BCP • Assisting with 3012 testing • For-cause investigations • Creating anti-money laundering procedures
Compliance Examiner
Conducted member firm Regulatory Examinations including the following areas of review: Net Capital, Supervision, WSPs, Anti-Money Laundering, Complaints, Advertising/Sales Literature, Trading and Suitability• Led background and exit interviews with sr. management of member firms• Wrote extensive internal reports and summary member firm dispositions• Participated in high profile and complex examinationsNASD Examiner University graduateSpecialties: Series 7, Series 26
Colleagues at AssetMark
Other employees you can reach at assetmark.com. View company contacts →
Luciane Deacon
Colleague at AssetmarkSarasota, Florida, United States
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Ron Simonsen
Colleague at AssetmarkConcord, California, United States
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Chris Price
Colleague at AssetmarkConcord, California, United States
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JH
Jessica Heagy
Colleague at AssetmarkPhoenix, Arizona, United States
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Blaine Slack
Colleague at AssetmarkUnited States
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Josh Fey, Cima®
Colleague at AssetmarkKansas City Metropolitan Area, United States
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Garrett Eaglin
Colleague at AssetmarkChandler, Arizona, United States
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Bill Bogdanovich
Colleague at AssetmarkSan Ramon, California, United States
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Joelle Morgan
Colleague at AssetmarkDenver, Colorado, United States
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Lily Resnikoff
Colleague at AssetmarkPhoenix, Arizona, United States
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Ryan Lambuth education
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California State University - East Bay
Frequently asked questions about Ryan Lambuth
Quick answers generated from the profile data available on this page.
What company does Ryan Lambuth work for?
Ryan Lambuth works for AssetMark.
What is Ryan Lambuth's role at AssetMark?
Ryan Lambuth is listed as VP, Compliance Shared Services - CCO, AssetMark Brokerage™, LLC at AssetMark.
What is Ryan Lambuth's email address?
AeroLeads has found 2 work email signals at @assetmark.com for Ryan Lambuth at AssetMark.
What is Ryan Lambuth's phone number?
AeroLeads has found 1 phone signal(s) with area code 800 for Ryan Lambuth at AssetMark.
Where is Ryan Lambuth based?
Ryan Lambuth is based in Los Angeles Metropolitan Area, United States while working with AssetMark.
What companies has Ryan Lambuth worked for?
Ryan Lambuth has worked for Assetmark, Securities America, Inc. Member Finra/Sipc, and Finra.
Who are Ryan Lambuth's colleagues at AssetMark?
Ryan Lambuth's colleagues at AssetMark include Luciane Deacon, Ron Simonsen, Chris Price, Jessica Heagy, and Blaine Slack.
How can I contact Ryan Lambuth?
You can use AeroLeads to view verified contact signals for Ryan Lambuth at AssetMark, including work email, phone, and LinkedIn data when available.
What schools did Ryan Lambuth attend?
Ryan Lambuth holds Bachelor, Business Administration - Finance from California State University - East Bay.
What skills is Ryan Lambuth known for?
Ryan Lambuth is listed with skills including Mutual Funds, Securities, Series 7, Finra, Investments, Financial Services, Financial Risk, and Trading.
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