Ryan R. Cuomo Email & Phone Number

Baltimore County, Maryland, United States

Baltimore, Maryland, United States

 The Investment Bank Compliance Assessment Group is primarily responsible for assessing activities within Institutional Securities Group (“ISG”) for adherence to applicable laws, rules, regulations and Firm policies and procedures.  The activities conducted by CAG are coordinated globally across similar ISG teams and performed in conjunction with the.

Baltimore, Maryland, United States

 Manage a team of Client Service Managers that act as the day-to-day operational liaisons for Morgan Stanley Institutional Clients involved in trading Listed and OTC derivative products Responsible for supervising, as well as directly managing, trade-day and post-trade client activities, ensuring client accounts are collateralized and fully margined in.

 Managed a team of (10) analysts and associates responsible for the up-stream trade processing and exception management of Prime Brokerage client originated transactions. Responsible for talent recruitment, interviewing, hiring and employee career progression. Actively participate in Campus Recruiting and HR sponsored Interviewing “Super Days”, as well.

Charlotte, North Carolina, United States

 Responsible for oversight, governance, and control for the Corporate Investments Group and Corporate Treasury trading desks. Assessed implications of new regulatory requirements, as well as process and systems changes, and incorporate each into applicable procedures and communicate associated changes to line of business management and support partners..

Charlotte, North Carolina, United States

 Supported the Corporate Investments Group and Corporate Treasury trading desks that manage the Asset-Liability, Interest Rate Risks, Funding and Liquidity of Bank of America Corporation and its subsidiaries. Exposed to the trading of U.S. Treasury securities, Exchange traded futures and options, Agency/Non-Agency mortgage and asset backed securities.

Towson, Maryland, United States

 Supported the 24-hour trading desk of one of the largest Hedge Funds in the United States with $13+ Billion under management.  Operationally exposed to the trading of Foreign Exchange, Fixed Income Futures, Stock Index Futures, Options, Commodities, and Cash Equities. Tasked with trade capture and substantiation  Researched and resolved daily trade.