S B. Email & Phone Number

Conduct Data analysis ,generation of insights, presentation and follow up as required to drive action and improvement in the planning, development and deployment of Ethics and Compliance program.Collate and develop compliance related information and data sets including Gifts and Hospitality including follow up with APAC and global stakeholders.Ensure Gifts and Hospitality policies are adhered by the employees and higher management.Develop data driven insights to produce meaningful analytical reports/presentations including adhoc reporting.Responsible for updating and maintaining all APAC compliance trackers including innovating/designing any new tracker or Dashboard.Support any BPC extraction and analysis compliance related information and relate the same to compliance related information to generate insight in Compliance program.Responsible for efficient and timely follow up of Risk & Compliance meeting minutes across all market and administration of same in share point.Responsible for administering the Annual compliance questionnaire including collating all responses for meaningful analysis and appropriate follow up. Responsible for administering the annual declaration of interest process .Support the execution of E&C program effectiveness:Responsible for compliance monitoring or testing activities Support Ethics and compliance activities in region and contribute to Global compliance program.Collect conflict of Interest disclosure and analyzing the responses by reviewing it manually for any potential conflict disclosed.Participating in meetings with APAC Compliance Head and Regional compliance Head for control measures.Maintaining training record after receiving the reports from the HR and chase for completion within due date to senior Management.

Bengaluru, Karnataka, India

• To ensure uploads to the Global Credit Management system (Debitex) for day-to-day policy management and reviews• To ensure accuracy of the uploads by performing reconciliation with the Trade receivable• Preparation of monthly AR and limit review files and highlight problems or issues to Regional Credit Control Manager• Review credit limits and uninsured exposure together with regional/ local teams and highlight issues to Regional Credit Control Manager• To review the correctness of the insured limits in Global Credit Management system• To ensure that the internal limits are updated in Global CM system and all limit approvals have been sought from the Regional and Divisional CFOs as per FAP 7• Preparation of Sales, Turnover and AR comparison Report for internal stakeholder• Preparation of Annual Turnover declaration Report for APAC market.• Supported other adhoc request from the Credit manager Highlights:• Migrated the entire process from London to Bangalore• Pioneered reconciliation process to ensure reported AR numbers are accurate• Producing Risk Dashboards and Overdue Reports for clients• Part of India migration to new system (AX)• Active involvement in detailed analysis of Australia discrepancy of AR numbers in Debitex• Preparation of monthly cash Forecast Report for credit Manager• Supported Gifts and Hospitality Reporting every month• Appreciation received from business partners for successfully migrating the project from London and independently handling the issues .

• Being a Senior analyst in Private equity Fund controllers and currently involved in Fund accounting ,Reconciliation, management fees and booking distributable profits and required Contributions and in In-kind distributions.• Reconciliation of Unfunded Files and quarterly reports.• Work on Special and ad hoc projects for clients• Responsible for reconciliation of cash.• Handle reporting requirements to Senior Management and to IMD. Work closely with other divisions, including: Valuation Oversight Team, Product Services, Operations, IT and Trading Divisions• Work closely with other divisions, including: Valuation Oversight Team, Operations, IT and Trading Divisions• Work closely with fund administrators and auditors.• Acting as controllers for investment Management division.• Creating Swift instruction wires to process payment to Clients.• Contributed to system development work and macros.• Creation of Master feeder structure for tax purpose

Bengaluru, Karnataka, India

• Working in equity market and settlements and actively involved in Exchange trades involving financial software E-spear• Good knowledge of capital market, Hedge funds, Derivatives, ETF and Trade life cycle management• Actively avoiding 'BUY IN' and penalties ,which is charges to Deutche bank group.• Maintenance of Margin which is very important for derivatives and stock trading.• Involved in solving reconciliation breaks and matching market statement and ledger.• Involved with X-Clear and LCH Exchange (LCH.Clearnet is a European based independent clearing house that serves major international exchanges, as well as a range of OTC markets) and acting as clearing house for clients. • Moving of stock from one market to another through Depot re-alignments..

Kolkata Area, India

• Worked in trade settlement, derivative accounting in Multifond (Part of HSBC Securities Services) which is a leading provider of fund accounting ,portfolio accounting and investor servicing software. • Have handled major asset classes and fund types across Honk Kong Jurisdiction and Taiwan clients.• Computation of Net Asset Value for mutual funds and other financial instruments.• Have experience in research Report writing. • Have handled testing work in UAT for swaps like interest rate swaps etc.• Have trained new team members after successful completion of testing in User Acceptance Testing Methods.• Have thorough knowledge about Trade life cycle management (TLM) in solving the cash and position breaks.• Preparing SOP (Standard Operating Process) for the new migrated funds and updating the old one with new changes (This is used as a Guide line for the valuation)• Communicating with Client regarding Fund specific things while doing migration of new funds• Have put in Review controls to ensure zero errors

Master Of Business Administration (Mba), Finance, General, 8.12

Bachelor Of Commerce (Bcom), Accounting And Finance

High School, Business/Commerce, General