Saad Bin Asad Email & Phone Number

Sydney, Nsw, Au

Australia

Sydney, Australia

• Perform quality check of financial advice assessments completed by case assessors, including assessment of complex financial advice such as direct equities, self-managed super funds and gearing/margin lending, to ensure compliance with assessment guidelines, methodology principles and standard operating processes.• Ensure assessment quality and remediation standards are maintained in line with the assessment guidelines and methodology principles.• Actively participate in the technical development of case assessors through constructive feedback, technical support and coaching sessions.• Liaise with various internal and external stakeholders to ensure fair remediation outcomes are achieved for the customers.• Collaboration with Quality Control and Subject Matter Expert teams to identify and analyse key trends and training gaps among Case Assessment teams. • Presentation of case assessment reports in the Quality Assurance Forum on a regular basis and addressing concerns raised.• Provide continuous improvement ideas to achieve efficiency in assessment processes and delivering efficient outcomes to the client.• Achieved recognition from the senior management for meeting deadlines, exceeding targets and operational excellence.

Sydney, Australia

• Involved in an advice remediation program that investigated, analysed and validated past financial advice against regulatory guidelines and compliance standards on behalf of a Big Four bank.• Assessed a broad range of complex financial advice including personal insurance, superannuation, retirement strategies and investment strategies.• Verified and validated the completeness of case files in line with process and compliance guidance.• Analysed information against regulatory guidelines and compliance standards.• Liaised with internal stakeholders to identify and report on advice risks and completeness of files.• Conducted audit and investigation of financial advice and prepared financial advice assessment reports for peer review, management and legal review.

Sydney, Australia

• Worked as a sales consultant in the fragrance department of Myer and David Jones.• Assisted customers by providing knowledgeable consultation and demonstrated application.• Maintained merchandise standards to aid fascinating shopping experience.• Achieved agreed upon sales targets and outcomes within schedule.

Lahore, Pakistan

• Performed tasks related to fixed asset management using Oracle.

Cpa Australia

Successfully completed the following CPA Australia subjects and relevant experience: - Ethics and Governance - Financial Reporting.

Diploma Of Financial Planning Rg146, Financial Planning And Services

Master Of Accounting (Cpa Extension), Accounting

• Macquarie university Vice-Chancellor’s International Scholarship – 2014 • Faculty of Business and Economics Prize (shared).

Bachelor Of Science (Bsc), Economics And Finance

A-Level, Accounting, Economics, Maths