Sabari V Email and Phone Number

Aspero [ OBPP ] -Centralized Operations:-Fixed Income Securities- Debt segment TRADE OPERATIONS : On Market trades Via BSE & NSE on MLD's , NCD'S ,PTC's & SGB's - Off Market Trades - AIF's -Pricing Structure - Planning Daily BAU's - RFQ Trades Execution & Settlement in NDS & Cbrics Platform TREASURY OPERATIONS :Managing Treasury partners Inventory portfolios -Liquidity and Inventory Planning - Execution & settlement of Treasury trades - Enabling & Activating Treasury partners in RFQ - Addressing Treasury Queries.PRODUCT OPERATIONS : Projects - B2B2C Platform & B2C Apero App- Development & Enhancements- Enabling Smart actions to improve operational efficiency- Addressing product Queries - Automated RFQ Workflow - API integration with BSE , NSE, NSDL, Idfy & Razor Pay - Integration with clients for Co Branding .DP OPERATIONS : NSDL pilot & Screen based testing- KYC validation - Account Creation - Demat acc opening & Closure - Pledge - Transmission - Client Management- Daily/ Quarterly & Annual Reports .AUDIT,RISK & COMPLIANCE OPERATIONS : AML checks- Screening - KYC/CKYC Due diligence - Adherance of SEBI & RBI Guidelines - Operational Risk Framework - Risk Profiling- Insider Trading Policies - Internal Operational Audits - Interim & Statutory Operational audits & Reports -OBPP Norms -Stock Broker & Merchant Banking policies etc.

Senior PMO - CEO OfficeKRA : Kotak MF Project – Handled AMC CEO and Management escalation, social media and Twitter handle queries (AMC & CAMS) and SEBI High priority cases pertaining to Reconciliation using SQL queries.Maintaining SLA trackers and closely monitoring if all the action items are get closed on time for Weekly ops reviews.Acts as the central point of Contact for advising on process upgrades to improve efficiency with the help of PMG.Product : Participation in various CR’s, CIR’s, UAT implementations in multiple projects.Organizing operational review forum & interprets risk with combined business knowledge to draw supportable conclusions about current and future risk levels with best practices.Publishing minutes dashboard for daily huddle across the organization on monthly basis. Assisted team members on the BAU and acted as a back in the absence of Manager.Client Management:Risk Management project (FARMS) – Capture, Analyze and debottlenecking the key risk metrics for all the functions in the organization thereby enabling effectiveness of the risk management and helps the Management with MIS Reporting on Weekly basis.

Experience in Finance