Sabine Kapferer Email & Phone Number

London Area, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

London, United Kingdom

• Monitored Stock Loan settlements for international markets with focus on trades facilitating SWAP • trades and CCP trades, as well as Record Date stocks and high value trades • Liaise with front office and Collateral Tri-Party management team for short coverage • Handled economic booking amendments / re-bookings, desk rate changes and all-in trade up-dates, dealt with ad-hoc queries from internal and external clients for all Stock Loan related issues *Monitored all CREST Stock Loan returns and ensured settlement, raised priorities and processed splits for CREST returns / recalls• Managed / booked over-borrow returns for US Domestic market, reconciliation of unsettled trades for S+1 through PIRUM as well as rebate rate differences with RBS US entity• Reflected Auto-borrow activity for 9 markets for PLC London and NV Amsterdam entity, reviewed Auto-borrow Borrow to escalate to Tri- Party management for possible substitution to minimize cost• Handled loan return bookings with equivalent Borrow returns, called in Borrow returns to clients • Dealt with billing queries and set up trades to reflect Corporate Actions (e.g. Optional Dividends, Rights Exercise Booking, Coupon Distribution )

New York, Ny

• Primary support contact for Equity Settlements, International Settlements Market Operations, as well as managing all Buy Ins and Recalls• Working closely with Front Office for International & Domestic Securities Lending• Responsible for all trade exception processing,overborrow management and maintaining a matched book • Supporting the Front Office by researching and identifying trade-related issues and monitoring trade positions • Responsible for smooth operation of day-to-day trading to minimize risk and cost• Primary support contact for Brazil trade processing and monitoring• Responsible for position management for Record Date Stocks / Corporate Actions, as well as managing the operational process for ADR Conversions • Performing borrow requests for International markets and processing cover for short sales• Ensuring the auto-borrow process for the US Domestic desk is a smooth one, and that the process is covering needs and CNS Fails • Monitoring term trades, negotiating rate changes, booking exclusive trades and returns, and responsible for reviewing billing differences• Controlling the end-to-end trade flow for securities lending trading while supervising trade settlements• Reviewing and investigating P&L daily gains and losses as well as P&L retro changes• Primary contact for Trading Desks in London, New York and Frankfurt for operational trade flow management to minimize risk• Control function for operational processes for on-shore and off-shore locations to minimize risk

London, United Kingdom

• Primary Subject Matter Expert (SME) for Smart-Sourcing project transferring operational functions to the offshore team in India• Key-role within the project team for relocating operational support functions for the German Market • Provided technical assistance to Securities Lending departments and associated groups • Mentored and supervised a team of 6 to assist with all operational support for Securities Lending throughout all markets (International and US) • Operational management of high risk, high value structured trades with focus on the German Market • Primary support for fails and risk management on a day-to-day basis and initiation of a same-day-settlements procedure for the German Market• Responsible for in-depth training of new recruits for settlement procedures • Ensure timely settlements for over 50 markets worldwide

Frankfurt Am Main Area, Germany

• Compiling and processing documents to manage coupon and dividend payments • Creating claims and correspondence with domestic and foreign clients • Reconciling positions and tax rates in conjunction with clients and agent banks • Data administration in Front and Back Office systems • Manual processing of instructions for time critical deliveries

Jena Area, Germany

• Buy/sell foreign currencies, precious metals and traveler checks• Routine over-the-counter business operations • Expert advice on basic financial investments, loans and savings• Managed the day-to-day balancing of all cash operations • Administration of cash holdings, foreign currencies and precious metals

Waltershausen, Germany

• Performing routine over-the-counter business transactions including cash deposits, payouts, wire transfers• Account openings and foreign currencies, precious metal transactions

Vocational Diploma In Banking Administration, Work-Related Apprenticeship With Deutsche Bank, Chemnitz, Germany

Work-related apprenticeship with Deutsche Bank, Chemnitz, Germany

Abitur: Final Grade: 1.8, Majors: Mathematics And English

Activities and Societies: Chamber Choral