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Sam Maynard Email & Phone Number
BSA AML KYC Director
at
LPL Financial
1 work email found
@elemetal.com
1 phone found area 704
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 86%
Current company
Role
BSA AML KYC Director
Location
Dallas-Fort Worth Metroplex, United States, United States
Company size
Who is Sam Maynard? Overview
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Quick answer
Sam Maynard is listed as BSA AML KYC Director at LPL Financial, a company with 14027 employees, based in Dallas-Fort Worth Metroplex, United States, United States. AeroLeads shows a work email signal at elemetal.com, phone signal with area code 704, and a matched LinkedIn profile for Sam Maynard.
Sam Maynard previously worked as CIP Project Director at Lpl Financial and AML Fraud Team Lead (Contract Consultant) at Pwc.
Company email context
Email format at LPL Financial
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{first_initial}{last}@elemetal.com
86% confidence
AeroLeads found 1 current-domain work email signal for Sam Maynard. Compare company email patterns before reaching out.
Profile bio
About Sam Maynard
I am an Anti-Money Laundering Financial Crimes (AML) Compliance professional with over a decade of experience in major financial institutions performing complex investigations, managing multiple teams simultaneously, building departments from the ground up, and revamping existing departments to be more efficient and more effective in meeting changing regulatory requirements. I have extensive experience in all aspects of AML, and I am exceptionally skilled in management, demonstrating leadership, and working closely with executives and senior stakeholders. I am a keen observer of improvements to methodology and process to enhance regulatory compliance and corrective action. I have worked with IT groups to enhance software to better capture potential activity. I’ve trained others to develop their investigative skills, with methods learned by industry experts. I can take your investigation, monitoring, and compliance program to the next level.My background in the world’s largest financial institutions leading teams investigating domestic and international transactions gives me a distinct edge. I know how to bring balance to a chaotic environment, hire and develop the right staff, and lead a world class team to achieve and exceed the regulatory requirements.Relocation/travel possible. I have an ideal setup with private office for remote work as well.EXPERIENCE PROFILE • Experienced AML Executive; managed multiple teams of analysts, advising on policy and procedural decisions, reporting to senior stakeholders, providing senior level approval for SAR filings and SAR QA, developing/implementing audit plans, risk management policy and new procedures for various product lines• Experienced AML Investigator; experienced in MSB, Black Market Peso Exchange, high risk jurisdictions and correspondent banking•Managed projects coordinating with IT involving scenario tuning, thresholds, and logic• Suspicious Activity Reports “SAR” draft, filing and QA
Listed skills include Financial Risk, Aml, Bank Secrecy Act, Kyc, and 41 others.
Current workplace
Sam Maynard's current company
Company context helps verify the profile and gives searchers a useful next step.
Lpl Financial
11 roles
Sam Maynard work experience
A career timeline built from the work history available for this profile.
Cip Project Director
Lead team and direct performance management for staff of 20 CIP project contract analysts.Develop policy and procedure for new team managing CIP rule alerts pertaining to reasonable belief.Address and mitigate requests pertaining to regulatory issues and findings.Manage data collection of daily project metrics for access by senior stakeholders.Provide.
Aug 2023 - Mar 2024
Aml Fraud Team Lead (Contract Consultant)
Lead team and direct performance management for staff of AML Fraud Prework contract analysts.Guide data collections and provide daily reports on performance to senior stakeholders.Provide coaching and feedback to analysts on performance areas needing improvement.Engage with key stakeholders from lines of business with recommendations and guidance regarding.
Jun 2022 - May 2023
Aml Kyc Director / Chief Compliance Officer
Accountable for the development, implementation, and oversight of risk management frameworks pertaining to US Department of Justice Consent Order.Head of AML Advisory Committee charged with all executive level decisions affecting policy, procedures and training.Lead high performing staff of KYC analysts through training, coaching, performance management.
Aug 2020 - Mar 2022
Aml Contract Senior Lead Consultant / Project Manager
Provide second-line independent oversight and guidance through a compliance framework to ensure they are executed in accordance with regulatory requirements.Synthesize analyses, identify root cause of potential compliance riskOversee the preparation of vital reports and communications and may present to governance committees, senior leaders, regulatory.
Apr 2018 - Dec 2020
Senior Vice President - Senior Aml Control Officer
Accountable for assessing business unit level policies, standards and procedures developed and implemented by the business units to ensure they are in alignment with policies, standards and procedures in large complex financial institution. Conduct validation testing and reviews to ensure the recommended corrective actions to 1st and 2nd line of defense.
Feb 2017 - Mar 2018
Senior Aml Lead - Managing Consultant - Contract
Multiple
Contract positions regarding Consent Orders / Deferred Prosecution Agreements for the OCC, FBI, and the Federal Reserve Board.Projects in large complex financial institutions and highly regulated environments including HSBC, JP Morgan Chase, BMO Harris, Discover, and Standard Chartered.Lead high performing staff through training, coaching, performance.
Jul 2011 - Dec 2016
Global Aml Operations Manager (Not Contract)
Lead multiple high performing teams in highly regulated, highly matrixed environment in large complex financial institution.Develop, design and deliver compliance strategies to influence business leadership on effective solutions.Subject matter expertise on requirements applicable to money laundering and sanctions in line with regulatory expectations.Drive.
Feb 2011 - Jun 2011
Senior Aml Bsa Kyc Consultant - Contract
Multiple
Project manager for special projects to develop and enhance, policy, process and procedures.Lead case investigations triggered by consent order pertaining to correspondent and retail banking.Prepare and file Suspicious Activity Report (SAR).
Jan 2009 - Jan 2011
Real Estate Executive Broker, Program Director
Directed and developed Vendor services marketing program for firm, meeting with senior stakeholders of businesses and builders to establish and enhance program participation and profitability
Jun 2005 - Jan 2010
Syndicated Finance Senior Lead Compliance Officer
Primary servicing contact for multi-billion dollar debt restructure, reallocation and existing debtProject manager to streamline processes and procedures, test new methods, advise senior stakeholders regarding implementationAdvise senior stakeholders on issues affecting balance, risk, and exposure
Oct 2000 - Feb 2005
Team & coworkers
Colleagues at LPL Financial
Other employees you can reach at lpl.com. View company contacts for 14027 employees →
DO
Dawn O'Connor
Colleague at Lpl FinancialGreenwood Lake, New York, United States, United States
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MW
Maggie Wilder
Colleague at Lpl FinancialRaleigh, North Carolina, United States, United States
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KG
Karina Gonzalez
Colleague at Lpl FinancialCharlotte Metro, United States
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MR
Maya Rios
Colleague at Lpl FinancialSan Diego, California, United States, United States
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RI
Roger Irwin
Colleague at Lpl FinancialCarlsbad, California, United States, United States
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RD
Robert Daniels
Colleague at Lpl FinancialCharlotte Metro, United States
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SS
Steve Sahagian
Colleague at Lpl FinancialSan Diego, California, United States, United States
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MB
Madison Brent
Colleague at Lpl FinancialCharlotte Metro, United States
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MS
Mark Simpson
Colleague at Lpl FinancialHouston, Texas, United States, United States
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RR
Reggie Robinson, M.Ed
Colleague at Lpl FinancialCharlotte, North Carolina, United States, United States
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Dawn O'Connor
Colleague at Lpl FinancialGreenwood Lake, New York, United States, United States
View →
MW
Maggie Wilder
Colleague at Lpl FinancialRaleigh, North Carolina, United States, United States
View →
KG
Karina Gonzalez
Colleague at Lpl FinancialCharlotte Metro, United States
View →
MR
Maya Rios
Colleague at Lpl FinancialSan Diego, California, United States, United States
View →
RI
Roger Irwin
Colleague at Lpl FinancialCarlsbad, California, United States, United States
View →
RD
Robert Daniels
Colleague at Lpl FinancialCharlotte Metro, United States
View →
SS
Steve Sahagian
Colleague at Lpl FinancialSan Diego, California, United States, United States
View →
MB
Madison Brent
Colleague at Lpl FinancialCharlotte Metro, United States
View →
MS
Mark Simpson
Colleague at Lpl FinancialHouston, Texas, United States, United States
View →
RR
Reggie Robinson, M.Ed
Colleague at Lpl FinancialCharlotte, North Carolina, United States, United States
View →
FAQ
Frequently asked questions about Sam Maynard
Quick answers generated from the profile data available on this page.
What company does Sam Maynard work for?
Sam Maynard works for LPL Financial.
What is Sam Maynard's role at LPL Financial?
Sam Maynard is listed as BSA AML KYC Director at LPL Financial.
What is Sam Maynard's email address?
AeroLeads has found 1 work email signal at @elemetal.com for Sam Maynard at LPL Financial.
What is Sam Maynard's phone number?
AeroLeads has found 1 phone signal(s) with area code 704 for Sam Maynard at LPL Financial.
Where is Sam Maynard based?
Sam Maynard is based in Dallas-Fort Worth Metroplex, United States, United States while working with LPL Financial.
What companies has Sam Maynard worked for?
Sam Maynard has worked for Lpl Financial, Pwc, Elemetal Direct, Citi, and Multiple.
Who are Sam Maynard's colleagues at LPL Financial?
Sam Maynard's colleagues at LPL Financial include Dawn O'Connor, Maggie Wilder, Karina Gonzalez, Maya Rios, and Roger Irwin.
How can I contact Sam Maynard?
You can use AeroLeads to view verified contact signals for Sam Maynard at LPL Financial, including work email, phone, and LinkedIn data when available.
What skills is Sam Maynard known for?
Sam Maynard is listed with skills including Financial Risk, Aml, Bank Secrecy Act, Kyc, Risk Management, Anti Money Laundering, Financial Services, and Operational Risk.
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