Sam Spooner Email & Phone Number

London, England, GB

London, England, United Kingdom

City Of London, England, United Kingdom

Prime Services PB & Futures- client facing relationship management team, managing the Banks largest clients day to day. Which included hedge funds, Other Banks and Asset managers. Working closely with Sales and Traders to enhance client experience in not only retaining excellent relationships but enhancing improving level of service provided. Joined in.

Norwich, United Kingdom

Greensky Wealth is a company offering IFA and Chartered financial planning:Prepared response to FCA regarding Defined Benefit Pension Transfers.Overhauled and updated policies and procedures with an emphasis on new FCA guidelines.Handled internal and external regulatory requests and compliance issues.Introduced and on-boarded new clients.Attended client.

London, CW

Ensured client compliance within the EMIR framework specifically article 39.Helped prepare team for MIFID 2 implementation and GDPR.Reported daily LTR breaks for U.S exchanges to the CFTC.Created files of high value trades and sent in report form to FCAMember of risk committee for treasury & business.Tasked with several projects aiding senior management in.

Canary Wharf

ADS Operations work closely with the product development and client solutions front office teams, account management, IT, Middle Office, Legal and external CCPs to ensure the smooth delivery of ADS services i.e. Futures and OTC Clearing and Prime Brokerage.Our function straddles Futures and OTC Clearing and supports Barclays’ response to Regulatory reform.

London, United Kingdom

• Cleared Multiple Markets, LIFFE, EUREX, CME, ICE, EEX, CBOT, EURONEXT using Clearvision Extended and Seals.
• Processed ECS, UCP and Eurex GUI net downs and reports.
• Booked LME trades and Crosses.
• Handled Option expiries, daily,monthly and quarterly.
• Prepared stock bookings and deliveries.
• Booked ICE EFS/EFP block trades using Yellow Jacket.

London, United Kingdom

• Matched all Futures trades.
• Closed out trades across all exchanges.
• Reported and matched Contras.
• Prepared reconciliations & resolved breaks

London, United Kingdom

• Cleared all trades through LIFFE and EUREX.
• Allocated all trades including Splits.
• Accepted Give-in trades and Allocated trades.
• Closed out trades on relevant systems.
• Prepared reconciliations.

London

Joined a relatively small but very busy and upcoming broker as a junior trader. Being mentored by several experienced traders across various markets, Treasury, FX, Futures and options and spread betting. Helped design new trading system for internal and external clients / trading rooms. Had one to one daily learning and coaching sessions with the man that.

London, United Kingdom

In the summer of 2005, I had a months work experience at Postbank provided through Trident scheme for students. I was based within the Dealing room, supporting traders covering various markets and products. This really helped me to gain a feel for the industry that I knew I wanted to work in once I had completed my studies.

Rules & Regulations, Authorised Person

Cemap

Education record

Activities and Societies: Football Cricket Rugby and Athletics.